We are live on ! Find out more
FTC icon

First Trust Large Cap Growth AlphaDEX Fund
FTC

148 hedge funds and large institutions have $652M invested in First Trust Large Cap Growth AlphaDEX Fund in 2021 Q1 according to their latest regulatory filings, with 16 funds opening new positions, 34 increasing their positions, 69 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

60% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 10

3% more funds holding

Funds holding: 143 → 148 (+5)

1.02% less ownership

Funds ownership: 63.32% → 62.3% (-1%)

7% less capital invested

Capital invested by funds: $704M → $652M (-$52.1M)

50% less funds holding in top 10

Funds holding in top 10: 2 → 1 (-1)

51% less repeat investments, than reductions

Existing positions increased: 34 | Existing positions reduced: 69

Holders
148
Holders Change
+5
Holders Change %
+3.5%
% of All Funds
2.6%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
16
Increased
34
Reduced
69
Closed
10
Calls
$1.09M
Puts
–
Net Calls
+$1.09M
Net Calls Change
+$1.09M

Top Buyers

1
AWM
AE Wealth Management
Kansas
+$6.45M
2
BFEC
Benjamin F. Edwards & Company
Missouri
+$4.26M
3
KAS
Kestra Advisory Services
Texas
+$3.23M
4
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$2.69M
5
RJFSA
Raymond James Financial Services Advisors
Florida
+$2.38M

Top Sellers

1
MCC
Money Concepts Capital
Florida
-$15.8M
2
Morgan Stanley
Morgan Stanley
New York
-$13.6M
3
Wells Fargo
Wells Fargo
California
-$10.5M
4
RJA
Raymond James & Associates
Florida
-$4.84M
5
First Trust Advisors
First Trust Advisors
Illinois
-$3.56M
Name Holding Trade Value Shares
Change 		Change in
Stake
RWMH
51
Riverpoint Wealth Management Holdings
Illinois
$1.31M -$297K -2,995 -18%
NFG
52
Next Financial Group
Texas
$1.3M +$211K +2,126 +19%
CFGS
53
Concourse Financial Group Securities
Alabama
$1.29M +$37.6K +380 +3%
TRCT
54
Tower Research Capital (TRC)
New York
$1.23M +$24.4K +246 +2%
US Bancorp
55
US Bancorp
Minnesota
$1.21M -$6.24K -63 -0.5%
Susquehanna International Group
56
Susquehanna International Group
Pennsylvania
$1.15M -$3.33M -33,613 -74%
MHS
57
M Holdings Securities
Oregon
$1.11M -$6.04K -61 -0.5%
OC
58
Oppenheimer & Co
New York
$1.05M -$31.2K -315 -3%
FAIM
59
Financial Advocates Investment Management
Washington
$1.04M -$259K -2,615 -20%
PIA
60
Perennial Investment Advisors
California
$997K +$1.01M +10,214 New
SG
61
StoneX Group
New York
$990K -$131K -1,323 -12%
IA
62
IFG Advisory
Georgia
$930K +$120K +1,212 +15%
LFAS
63
Level Four Advisory Services
Texas
$929K -$621K -6,266 -40%
BRC
64
BHF RG Capital
Arizona
$921K – – –
CWM
65
Cornerstone Wealth Management
Missouri
$912K -$663K -6,691 -42%
AWA
66
Arkadios Wealth Advisors
Georgia
$884K +$267K +2,695 +42%
GSC
67
G&S Capital
Colorado
$864K +$164K +1,653 +23%
VAS
68
Vestmark Advisory Solutions
Massachusetts
$787K -$33.1K -334 -4%
WCFA
69
Walkner Condon Financial Advisors
Wisconsin
$782K -$122K -1,227 -13%
EWM
70
EPG Wealth Management
Georgia
$758K +$139K +1,400 +22%
MA
71
Mutual Advisors
Nebraska
$724K -$2.4M -24,244 -77%
Baird Financial Group
72
Baird Financial Group
Wisconsin
$724K -$17.4K -176 -2%
GVAG
73
Great Valley Advisor Group
Delaware
$724K – – –
Rockefeller Capital Management
74
Rockefeller Capital Management
New York
$693K +$72.4K +731 +11%
1W
75
1776 Wealth
Georgia
$682K -$27.3K -276 -4%
1 2
3
4 5

FTC Hedge Fund Activity: Q1 2021 in Review

148 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Growth AlphaDEX Fund (FTC) for Q1 2021, worth a combined $652M — down 7.4% from $704M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new FTC positions and 10 closed out — a net gain of 6 holders — while 34 added to existing stakes and 69 trimmed.

The largest buyer was AE Wealth Management, adding an estimated $6.45M. The largest seller was Money Concepts Capital, cutting an estimated $15.8M.

  • 148 institutional investors held First Trust Large Cap Growth AlphaDEX Fund (FTC) as of Q1 2021, up from 143 in Q4 2020.
  • Funds reported $652M of First Trust Large Cap Growth AlphaDEX Fund stock for Q1 2021, down 7.4% quarter-over-quarter.
  • 16 funds opened new First Trust Large Cap Growth AlphaDEX Fund positions in Q1 2021 and 10 closed out, a net change of +6 holders.
  • The largest First Trust Large Cap Growth AlphaDEX Fund buyer in Q1 2021 was AE Wealth Management, an estimated $6.45M added.
  • The largest First Trust Large Cap Growth AlphaDEX Fund seller in Q1 2021 was Money Concepts Capital, an estimated $15.8M sold.

Based on aggregated 13F filings for Q1 2021.