Level Four Advisory Services’s First Trust Large Cap Growth AlphaDEX Fund FTC Stock Holding History

Level Four Advisory Services’s Portfolio FTC Stock Details FTC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q3	–	Sell	-8,591	Closed	-$943K	–	536
2021 Q2	$943K	Sell	8,591 -924	-10%	-$95.4K	0.07%	277
2021 Q1	$929K	Sell	9,515 -6,266	-40%	-$621K	0.07%	274
2020 Q4	$1.52M	Sell	15,781 -2,541	-14%	-$229K	0.12%	180
2020 Q3	$1.54M	Buy	18,322 +571	+3%	+$46.9K	0.12%	172
2020 Q2	$1.36M	Buy	17,751 +3,412	+24%	+$239K	0.11%	202
2020 Q1	$858K	Sell	14,339 -2,717	-16%	-$192K	0.1%	222
2019 Q4	$1.24M	Buy	17,056 +963	+6%	+$68.2K	0.05%	253
2019 Q3	$1.13M	Buy	16,093 +381	+2%	+$27K	0.12%	186
2019 Q2	$1.1M	Buy	15,712 +12,210	+349%	+$833K	0.11%	183
2019 Q1	$234K	Buy	+3,502	New	+$222K	0.03%	458

Other funds holding FTC

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Level Four Advisory Services's FTC Position: Q3 2021 in Review

Level Four Advisory Services sold out of First Trust Large Cap Growth AlphaDEX Fund (FTC) in Q3 2021, closing a stake of 8,591 shares — an estimated $943K sold.

Level Four Advisory Services first reported a position in FTC in Q1 2019 and held it in 10 quarters. The position peaked at $1.54M in Q3 2020. 152 funds tracked by Wall St. Rank hold FTC as of Q3 2021.

Level Four Advisory Services reported no remaining First Trust Large Cap Growth AlphaDEX Fund position as of Q3 2021 after selling out during the quarter.
Level Four Advisory Services sold 8,591 First Trust Large Cap Growth AlphaDEX Fund shares in Q3 2021, an estimated $943K.
Level Four Advisory Services first reported a position in First Trust Large Cap Growth AlphaDEX Fund in Q1 2019 and held it in 10 quarters.
Level Four Advisory Services's First Trust Large Cap Growth AlphaDEX Fund position peaked at $1.54M in Q3 2020.
152 funds tracked by Wall St. Rank held First Trust Large Cap Growth AlphaDEX Fund as of Q3 2021.

Based on Level Four Advisory Services's 13F filing for Q3 2021, filed 12 Oct 2021.