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First Trust Large Cap Growth AlphaDEX Fund

113 hedge funds and large institutions have $659M invested in First Trust Large Cap Growth AlphaDEX Fund in 2019 Q3 according to their latest regulatory filings, with 16 funds opening new positions, 46 increasing their positions, 33 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 8

39% more repeat investments, than reductions

Existing positions increased: 46 | Existing positions reduced: 33

8% more funds holding

Funds holding: 105113 (+8)

1.72% more ownership

Funds ownership: 62.15%63.87% (+1.7%)

4% more capital invested

Capital invested by funds: $632M → $659M (+$26.9M)

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
113
Holders Change
+8
Holders Change %
+7.62%
% of All Funds
2.48%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
16
Increased
46
Reduced
33
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LFAS
51
Level Four Advisory Services
Texas
$1.13M +$27K +381 +2%
OC
52
Oppenheimer & Co
New York
$1.08M +$274K +3,861 +33%
US Bancorp
53
US Bancorp
Minnesota
$1.05M -$325K -4,586 -23%
SG
54
StoneX Group
New York
$1.05M +$66.6K +940 +7%
SWP
55
Stratos Wealth Partners
Ohio
$967K -$567 -8 -0.1%
Susquehanna International Group
56
Susquehanna International Group
Pennsylvania
$933K +$606K +8,545 +178%
HIS
57
Harvest Investment Services
Illinois
$925K -$210K -2,960 -18%
MHS
58
M Holdings Securities
Oregon
$919K -$7.23K -102 -0.8%
CFD
59
Creative Financial Designs
Indiana
$809K -$20.1K -284 -2%
BTS
60
BB&T Securities
Virginia
$690K -$161K -2,274 -19%
VAG
61
VisionPoint Advisory Group
Texas
$656K -$12.1K -170 -2%
RA
62
RFG Advisory
Alabama
$626K +$30.1K +424 +5%
M&T Bank
63
M&T Bank
New York
$565K +$65.4K +922 +13%
SS
64
Simplicity Solutions
Minnesota
$525K +$82.4K +1,162 +18%
BRWA
65
B. Riley Wealth Advisors
Florida
$478K +$57.6K +812 +14%
CS
66
Comerica Securities
Michigan
$477K -$41.9K -591 -8%
AWM
67
AE Wealth Management
Kansas
$452K +$195K +2,748 +74%
MA
68
Mutual Advisors
Nebraska
$417K +$422K +5,957 New
MWA
69
Meridian Wealth Advisors
Texas
$416K
SF
70
Synovus Financial
Georgia
$416K
CWS
71
Cypress Wealth Services
California
$406K
CAM
72
Concorde Asset Management
Michigan
$394K +$113K +1,600 +40%
PFA
73
Pinnacle Family Advisors
Missouri
$392K +$62.2K +878 +19%
TIM
74
Total Investment Management
Arizona
$389K
AW
75
ACG Wealth
Georgia
$381K +$21.6K +305 +6%

FTC Hedge Fund Activity: Q3 2019 in Review

113 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Growth AlphaDEX Fund (FTC) for Q3 2019, worth a combined $659M — up 4.2% from $632M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new FTC positions and 8 closed out — a net gain of 8 holders — while 46 added to existing stakes and 33 trimmed.

The largest buyer was Envestnet Asset Management, adding an estimated $8.62M. The largest seller was UBS Group, cutting an estimated $3.03M.

  • 113 institutional investors held First Trust Large Cap Growth AlphaDEX Fund (FTC) as of Q3 2019, up from 105 in Q2 2019.
  • Funds reported $659M of First Trust Large Cap Growth AlphaDEX Fund stock for Q3 2019, up 4.2% quarter-over-quarter.
  • 16 funds opened new First Trust Large Cap Growth AlphaDEX Fund positions in Q3 2019 and 8 closed out, a net change of +8 holders.
  • The largest First Trust Large Cap Growth AlphaDEX Fund buyer in Q3 2019 was Envestnet Asset Management, an estimated $8.62M added.
  • The largest First Trust Large Cap Growth AlphaDEX Fund seller in Q3 2019 was UBS Group, an estimated $3.03M sold.

Based on aggregated 13F filings for Q3 2019.