Total Investment Management’s First Trust Large Cap Growth AlphaDEX Fund FTC Stock Holding History

Total Investment Management’s Portfolio FTC Stock Details FTC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-5,557	Closed	-$389K	–	56
2019 Q3	$389K	Hold	5,557	–	–	0.08%	32
2019 Q2	$385K	Hold	5,557	–	–	0.09%	31
2019 Q1	$367K	Sell	5,557 -3	-0.1%	-$190	0.09%	33
2018 Q4	$352K	Buy	+5,560	New	+$346K	0.11%	30

Other funds holding FTC

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

PFS Investments Duluth, Georgia $6.12B AUM 12.74% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Total Investment Management's FTC Position: Q4 2019 in Review

Total Investment Management sold out of First Trust Large Cap Growth AlphaDEX Fund (FTC) in Q4 2019, closing a stake of 5,557 shares — an estimated $389K sold.

Total Investment Management first reported a position in FTC in Q4 2018 and held it in 4 quarters. The position peaked at $389K in Q3 2019. 128 funds tracked by Wall St. Rank hold FTC as of Q4 2019.

Total Investment Management reported no remaining First Trust Large Cap Growth AlphaDEX Fund position as of Q4 2019 after selling out during the quarter.
Total Investment Management sold 5,557 First Trust Large Cap Growth AlphaDEX Fund shares in Q4 2019, an estimated $389K.
Total Investment Management first reported a position in First Trust Large Cap Growth AlphaDEX Fund in Q4 2018 and held it in 4 quarters.
Total Investment Management's First Trust Large Cap Growth AlphaDEX Fund position peaked at $389K in Q3 2019.
128 funds tracked by Wall St. Rank held First Trust Large Cap Growth AlphaDEX Fund as of Q4 2019.

Based on Total Investment Management's 13F filing for Q4 2019, filed 11 Feb 2020.