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First Trust Large Cap Growth AlphaDEX Fund

64 hedge funds and large institutions have $436M invested in First Trust Large Cap Growth AlphaDEX Fund in 2015 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 31 increasing their positions, 16 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 24 (+2)

94% more repeat investments, than reductions

Existing positions increased: 31 | Existing positions reduced: 16

43% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 7

23% more capital invested

Capital invested by funds: $356M → $436M (+$80.6M)

3.45% more ownership

Funds ownership: 57.36%60.81% (+3.4%)

3% more funds holding

Funds holding: 6264 (+2)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $251K

Holders
64
Holders Change
+2
Holders Change %
+3.23%
% of All Funds
1.68%
Holding in Top 10
4
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+100%
% of All Funds
0.1%
New
10
Increased
31
Reduced
16
Closed
7
Calls
Puts
$251K
Net Calls
-$251K
Net Calls Change
-$223K
Name Holding Trade Value Shares
Change
Change in
Stake
WS
51
Wedbush Securities
California
$223K -$4.34K -90 -2%
ICOA
52
Investment Centers of America
North Dakota
$209K +$208K +4,315 New
Northwestern Mutual Wealth Management
53
Northwestern Mutual Wealth Management
Wisconsin
$104K
NFG
54
Next Financial Group
Texas
$44K +$28K +580 +172%
TRCT
55
Tower Research Capital (TRC)
New York
$42K +$41.8K +866 New
AssetMark Inc
56
AssetMark Inc
California
$42K +$42K +871 New
IPC
57
Independent Portfolio Consultants
Florida
$34K -$6.03K -125 -15%
Fifth Third Bancorp
58
Fifth Third Bancorp
Ohio
$22K -$2.03K -42 -8%
BFEC
59
Benjamin F. Edwards & Company
Missouri
$20K
WTB
60
Washington Trust Bank
Washington
$10K
CAPTRUST Financial Advisors
61
CAPTRUST Financial Advisors
North Carolina
$7K
CG
62
Cutler Group
California
$4K +$4.83K +100 New
NMIS
63
Northwestern Mutual Investment Services
Wisconsin
$1K +$1.5K +31 New
SIM
64
SSI Investment Management
California
-$3.02M -66,109 Closed
Jane Street
65
Jane Street
New York
-$2.42M -52,976 Closed
MIAN
66
Mariner Independent Advisor Network
Kansas
-$508K -11,122 Closed
Susquehanna International Group
67
Susquehanna International Group
Pennsylvania
-$309K -6,400 Closed
SI
68
Stephens Inc
Arkansas
-$255K -5,574 Closed
BCM
69
Brookstone Capital Management
Illinois
-$20K -443 Closed
SEI Investments
70
SEI Investments
Pennsylvania
-$9K -195 Closed

FTC Hedge Fund Activity: Q4 2015 in Review

64 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Growth AlphaDEX Fund (FTC) for Q4 2015, worth a combined $436M — up 23% from $356M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new FTC positions and 7 closed out — a net gain of 3 holders — while 31 added to existing stakes and 16 trimmed.

The largest buyer was LPL Financial, adding an estimated $27.6M. The largest seller was Shamrock Asset Management, cutting an estimated $5.02M.

  • 64 institutional investors held First Trust Large Cap Growth AlphaDEX Fund (FTC) as of Q4 2015, up from 62 in Q3 2015.
  • Funds reported $436M of First Trust Large Cap Growth AlphaDEX Fund stock for Q4 2015, up 23% quarter-over-quarter.
  • 10 funds opened new First Trust Large Cap Growth AlphaDEX Fund positions in Q4 2015 and 7 closed out, a net change of +3 holders.
  • The largest First Trust Large Cap Growth AlphaDEX Fund buyer in Q4 2015 was LPL Financial, an estimated $27.6M added.
  • The largest First Trust Large Cap Growth AlphaDEX Fund seller in Q4 2015 was Shamrock Asset Management, an estimated $5.02M sold.

Based on aggregated 13F filings for Q4 2015.