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First Trust Large Cap Growth AlphaDEX Fund
FTC

62 hedge funds and large institutions have $356M invested in First Trust Large Cap Growth AlphaDEX Fund in 2015 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 33 increasing their positions, 12 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

175% more repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 12

150% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 4

10% more capital invested

Capital invested by funds: $322M → $356M (+$33.4M)

7% more funds holding

Funds holding: 58 → 62 (+4)

3.3% more ownership

Funds ownership: 54.06% → 57.36% (+3.3%)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

12% less call options, than puts

Call options by funds: $210K | Put options by funds: $238K

Holders
62
Holders Change
+4
Holders Change %
+6.9%
% of All Funds
1.73%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.06%
New
10
Increased
33
Reduced
12
Closed
4
Calls
$210K
Puts
$238K
Net Calls
-$28K
Net Calls Change
-$28K

Top Buyers

1
Wells Fargo
Wells Fargo
California
+$16.3M
2
Morgan Stanley
Morgan Stanley
New York
+$10.3M
3
RJFSA
Raymond James Financial Services Advisors
Florida
+$5.8M
4
HA
Hays Advisory
Tennessee
+$4.85M
5
HI
Horizon Investments
North Carolina
+$4.12M

Top Sellers

1
Goldman Sachs
Goldman Sachs
New York
-$4.99M
2
CA
Cetera Advisors
Colorado
-$4.32M
3
AIM
Advantage Investment Management
Iowa
-$801K
4
CS
Comerica Securities
Michigan
-$552K
5
FHA
First Horizon Advisors
Tennessee
-$460K
Name Holding Trade Value Shares
Change 		Change in
Stake
KA
51
Kovack Advisors
Florida
$213K +$225K +4,654 New
Northwestern Mutual Wealth Management
52
Northwestern Mutual Wealth Management
Wisconsin
$98K – – –
AWS
53
Aris Wealth Services
Pennsylvania
$40K – – –
IPC
54
Independent Portfolio Consultants
Florida
$38K +$3.88K +80 +11%
Fifth Third Bancorp
55
Fifth Third Bancorp
Ohio
$23K – – –
BCM
56
Brookstone Capital Management
Illinois
$20K +$21.5K +443 New
BFEC
57
Benjamin F. Edwards & Company
Missouri
$19K – – –
NFG
58
Next Financial Group
Texas
$15K – – –
WTB
59
Washington Trust Bank
Washington
$10K +$10.3K +213 New
SEI Investments
60
SEI Investments
Pennsylvania
$9K +$9.45K +195 New
CAPTRUST Financial Advisors
61
CAPTRUST Financial Advisors
North Carolina
$7K +$7.17K +148 New
CA
62
Cetera Advisors
Colorado
– -$4.32M -89,011 Closed
CS
63
Comerica Securities
Michigan
– -$552K -11,353 Closed
SG Americas Securities
64
SG Americas Securities
New York
– -$444K -9,139 Closed
BRWM
65
B. Riley Wealth Management
Tennessee
– -$66K -1,374 Closed
1 2
3

FTC Hedge Fund Activity: Q3 2015 in Review

62 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Growth AlphaDEX Fund (FTC) for Q3 2015, worth a combined $356M — up 10% from $322M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new FTC positions and 4 closed out — a net gain of 6 holders — while 33 added to existing stakes and 12 trimmed.

The largest buyer was Wells Fargo, adding an estimated $16.3M. The largest seller was Goldman Sachs, cutting an estimated $4.99M.

  • 62 institutional investors held First Trust Large Cap Growth AlphaDEX Fund (FTC) as of Q3 2015, up from 58 in Q2 2015.
  • Funds reported $356M of First Trust Large Cap Growth AlphaDEX Fund stock for Q3 2015, up 10% quarter-over-quarter.
  • 10 funds opened new First Trust Large Cap Growth AlphaDEX Fund positions in Q3 2015 and 4 closed out, a net change of +6 holders.
  • The largest First Trust Large Cap Growth AlphaDEX Fund buyer in Q3 2015 was Wells Fargo, an estimated $16.3M added.
  • The largest First Trust Large Cap Growth AlphaDEX Fund seller in Q3 2015 was Goldman Sachs, an estimated $4.99M sold.

Based on aggregated 13F filings for Q3 2015.