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First Trust Large Cap Growth AlphaDEX Fund
FTC

131 hedge funds and large institutions have $624M invested in First Trust Large Cap Growth AlphaDEX Fund in 2020 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 32 increasing their positions, 66 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

40% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 10

8% more capital invested

Capital invested by funds: $576M → $624M (+$47.1M)

3% more funds holding

Funds holding: 127 → 131 (+4)

0.09% more ownership

Funds ownership: 61.88% → 61.97% (+0.09%)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

52% less repeat investments, than reductions

Existing positions increased: 32 | Existing positions reduced: 66

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $2.01M

Holders
131
Holders Change
+4
Holders Change %
+3.15%
% of All Funds
2.64%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
14
Increased
32
Reduced
66
Closed
10
Calls
–
Puts
$2.01M
Net Calls
-$2.01M
Net Calls Change
-$2.01M

Top Buyers

1
Truist Financial
Truist Financial
North Carolina
+$8.57M
2
First Trust Advisors
First Trust Advisors
Illinois
+$4.9M
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$3.33M
4
RJA
Raymond James & Associates
Florida
+$3.05M
5
Citadel Advisors
Citadel Advisors
Florida
+$2.46M

Top Sellers

1
AWM
AE Wealth Management
Kansas
-$9.05M
2
SS
Simplicity Solutions
Minnesota
-$9.01M
3
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$5.12M
4
LPL Financial
LPL Financial
California
-$3.99M
5
RJFSA
Raymond James Financial Services Advisors
Florida
-$3.16M
Name Holding Trade Value Shares
Change 		Change in
Stake
IWM
26
IHT Wealth Management
Illinois
$5.04M -$89.5K -1,090 -2%
KAS
27
Kestra Advisory Services
Texas
$4.84M +$4.74M +57,732 New
SCA
28
Snowden Capital Advisors
New York
$4.36M -$76.8K -935 -2%
WS
29
Wedbush Securities
California
$3.82M +$3.61K +44 +0.1%
CAN
30
Cetera Advisor Networks
California
$3.79M -$91.9K -1,119 -2%
Citadel Advisors
31
Citadel Advisors
Florida
$3.69M +$2.46M +29,954 +214%
CCA
32
Clearwater Capital Advisors
Illinois
$3.69M -$867K -10,557 -19%
FAAS
33
First Allied Advisory Services
California
$3.43M -$1.37M -16,697 -29%
LWS
34
Lucia Wealth Services
California
$2.79M -$431K -5,243 -14%
PAG
35
Private Advisor Group
New Jersey
$2.72M +$154K +1,879 +6%
MA
36
Mutual Advisors
Nebraska
$2.65M +$1.96M +23,817 +308%
PNC Financial Services Group
37
PNC Financial Services Group
Pennsylvania
$2.48M +$32.3K +393 +1%
HIS
38
Harvest Investment Services
Illinois
$2.43M +$401K +4,889 +20%
Commonwealth Equity Services
39
Commonwealth Equity Services
Massachusetts
$2.21M -$184K -2,235 -8%
Cetera Investment Advisers
40
Cetera Investment Advisers
Illinois
$2.03M -$40.5K -493 -2%
Citigroup
41
Citigroup
New York
$1.93M -$813K -9,902 -30%
GIA
42
Gladstone Institutional Advisory
Florida
$1.77M -$258K -3,141 -13%
LI
43
LVZ Inc
Michigan
$1.59M +$57.8K +704 +4%
LFAS
44
Level Four Advisory Services
Texas
$1.54M +$46.9K +571 +3%
KF
45
Krilogy Financial
Missouri
$1.43M -$6.73K -82 -0.5%
Goldman Sachs
46
Goldman Sachs
New York
$1.42M – – –
RWMH
47
Riverpoint Wealth Management Holdings
Illinois
$1.41M -$488K -5,944 -26%
CFGS
48
Concourse Financial Group Securities
Alabama
$1.39M -$333K -4,055 -20%
SFPG
49
Stonebridge Financial Planning Group
Florida
$1.38M -$37.8K -460 -3%
SWP
50
Stratos Wealth Partners
Ohio
$1.38M +$8.29K +101 +0.6%
1
2
3 4 5

FTC Hedge Fund Activity: Q3 2020 in Review

131 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Growth AlphaDEX Fund (FTC) for Q3 2020, worth a combined $624M — up 8.2% from $576M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new FTC positions and 10 closed out — a net gain of 4 holders — while 32 added to existing stakes and 66 trimmed.

The largest buyer was Truist Financial, adding an estimated $8.57M. The largest seller was AE Wealth Management, cutting an estimated $9.05M.

  • 131 institutional investors held First Trust Large Cap Growth AlphaDEX Fund (FTC) as of Q3 2020, up from 127 in Q2 2020.
  • Funds reported $624M of First Trust Large Cap Growth AlphaDEX Fund stock for Q3 2020, up 8.2% quarter-over-quarter.
  • 14 funds opened new First Trust Large Cap Growth AlphaDEX Fund positions in Q3 2020 and 10 closed out, a net change of +4 holders.
  • The largest First Trust Large Cap Growth AlphaDEX Fund buyer in Q3 2020 was Truist Financial, an estimated $8.57M added.
  • The largest First Trust Large Cap Growth AlphaDEX Fund seller in Q3 2020 was AE Wealth Management, an estimated $9.05M sold.

Based on aggregated 13F filings for Q3 2020.