We are live on ! Find out more
FTC icon

First Trust Large Cap Growth AlphaDEX Fund

113 hedge funds and large institutions have $659M invested in First Trust Large Cap Growth AlphaDEX Fund in 2019 Q3 according to their latest regulatory filings, with 16 funds opening new positions, 46 increasing their positions, 33 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 8

39% more repeat investments, than reductions

Existing positions increased: 46 | Existing positions reduced: 33

8% more funds holding

Funds holding: 105113 (+8)

1.72% more ownership

Funds ownership: 62.15%63.87% (+1.7%)

4% more capital invested

Capital invested by funds: $632M → $659M (+$26.9M)

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
113
Holders Change
+8
Holders Change %
+7.62%
% of All Funds
2.48%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
16
Increased
46
Reduced
33
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
WI
26
Wintrust Investments
Illinois
$5.11M -$32.2K -454 -0.6%
IWM
27
IHT Wealth Management
Illinois
$4.7M -$748K -10,554 -14%
FFS
28
Founders Financial Securities
Maryland
$4.38M +$11.6K +164 +0.3%
CAN
29
Cetera Advisor Networks
California
$4.03M +$62.4K +880 +2%
LTFS
30
Ladenburg Thalmann Financial Services
Florida
$3.98M +$727K +10,252 +22%
Baird Financial Group
31
Baird Financial Group
Wisconsin
$3.91M -$345K -4,872 -8%
Citigroup
32
Citigroup
New York
$3.52M -$163K -2,295 -4%
Commonwealth Equity Services
33
Commonwealth Equity Services
Massachusetts
$3.22M +$7.94K +112 +0.2%
SPC
34
Sigma Planning Corp
Michigan
$3.13M +$1.45M +20,465 +85%
UR
35
USCA RIA
Texas
$2.96M +$3M +42,345 New
FAIM
36
Financial Advocates Investment Management
Washington
$2.36M -$27.7K -391 -1%
WS
37
Wedbush Securities
California
$2.29M -$9.93K -140 -0.4%
HighTower Advisors
38
HighTower Advisors
Illinois
$2.19M +$212K +2,996 +11%
MIAN
39
Mariner Independent Advisor Network
Kansas
$2.08M -$1.06K -15 -0%
PAG
40
Private Advisor Group
New Jersey
$2.06M -$60.5K -854 -3%
CFGS
41
Concourse Financial Group Securities
Alabama
$1.89M -$1.17M -16,506 -38%
Citadel Advisors
42
Citadel Advisors
Florida
$1.87M +$1.9M +26,763 New
APA
43
American Portfolios Advisors
New York
$1.77M +$191K +2,699 +12%
RWMH
44
Riverpoint Wealth Management Holdings
Illinois
$1.62M -$763K -10,757 -32%
Jane Street
45
Jane Street
New York
$1.5M -$1.3M -18,401 -46%
KF
46
Krilogy Financial
Missouri
$1.35M +$14K +198 +1%
PNC Financial Services Group
47
PNC Financial Services Group
Pennsylvania
$1.33M -$47.6K -672 -3%
IWC
48
Integrated Wealth Concepts
Massachusetts
$1.22M +$20.2K +285 +2%
Goldman Sachs
49
Goldman Sachs
New York
$1.18M +$276K +3,894 +30%
LI
50
LVZ Inc
Michigan
$1.17M +$118K +1,659 +11%

FTC Hedge Fund Activity: Q3 2019 in Review

113 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Growth AlphaDEX Fund (FTC) for Q3 2019, worth a combined $659M — up 4.2% from $632M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new FTC positions and 8 closed out — a net gain of 8 holders — while 46 added to existing stakes and 33 trimmed.

The largest buyer was Envestnet Asset Management, adding an estimated $8.62M. The largest seller was UBS Group, cutting an estimated $3.03M.

  • 113 institutional investors held First Trust Large Cap Growth AlphaDEX Fund (FTC) as of Q3 2019, up from 105 in Q2 2019.
  • Funds reported $659M of First Trust Large Cap Growth AlphaDEX Fund stock for Q3 2019, up 4.2% quarter-over-quarter.
  • 16 funds opened new First Trust Large Cap Growth AlphaDEX Fund positions in Q3 2019 and 8 closed out, a net change of +8 holders.
  • The largest First Trust Large Cap Growth AlphaDEX Fund buyer in Q3 2019 was Envestnet Asset Management, an estimated $8.62M added.
  • The largest First Trust Large Cap Growth AlphaDEX Fund seller in Q3 2019 was UBS Group, an estimated $3.03M sold.

Based on aggregated 13F filings for Q3 2019.