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First Trust Large Cap Value AlphaDEX Fund
FTA

182 hedge funds and large institutions have $802M invested in First Trust Large Cap Value AlphaDEX Fund in 2023 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 61 increasing their positions, 76 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 5 → 5 (0)

1% less funds holding

Funds holding: 184 → 182 (-2)

1.95% less ownership

Funds ownership: 71.7% → 69.75% (-2%)

7% less capital invested

Capital invested by funds: $861M → $802M (-$59M)

13% less first-time investments, than exits

New positions opened: 14 | Existing positions closed: 16

20% less repeat investments, than reductions

Existing positions increased: 61 | Existing positions reduced: 76

Holders
182
Holders Change
-2
Holders Change %
-1.09%
% of All Funds
2.89%
Holding in Top 10
5
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.08%
New
14
Increased
61
Reduced
76
Closed
16
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
KWM
Kingsview Wealth Management
Oregon
+$4.31M
2
IWM
Iams Wealth Management
Nebraska
+$4.3M
3
Osaic Holdings
Osaic Holdings
Arizona
+$2.43M
4
AssetMark Inc
AssetMark Inc
California
+$2.26M
5
HFP
Holistic Financial Partners
Indiana
+$1.44M

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
-$15.4M
2
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$13M
3
RJFSA
Raymond James Financial Services Advisors
Florida
-$6.42M
4
CAS
Coppell Advisory Solutions
Texas
-$4.54M
5
IWC
Integrated Wealth Concepts
Massachusetts
-$3.15M
Name Holding Trade Value Shares
Change 		Change in
Stake
TSWM
126
Tyler-Stone Wealth Management
Ohio
$385K +$474 +7 +0.1%
IWN
127
Independent Wealth Network
Iowa
$379K -$42.7K -630 -10%
ATPW
128
Ashton Thomas Private Wealth
Arizona
$374K – – –
DI
129
DFPG Investments
Utah
$358K +$96.8K +1,429 +34%
AFP
130
Ausdal Financial Partners
Iowa
$339K -$238K -3,509 -40%
SWM
131
Spire Wealth Management
Virginia
$338K -$154K -2,267 -30%
FCM
132
Family Capital Management
Michigan
$331K – – –
FHC
133
First Heartland Consultants
Missouri
$322K -$10.1K -149 -3%
FTUS
134
Flow Traders U.S.
New York
$320K -$1.98M -29,252 -86%
KCFA
135
Key Client Fiduciary Advisors
New Jersey
$304K -$20.3K -300 -6%
HFW
136
Horizon Family Wealth
Illinois
$301K +$1.96K +29 +0.6%
Jane Street
137
Jane Street
New York
$299K +$312K +4,608 New
AA
138
AlphaMark Advisors
Kentucky
$282K +$99.6K +1,470 +51%
EAM
139
Empirical Asset Management
Massachusetts
$282K +$1.69K +25 +0.6%
TA
140
TrueWealth Advisors
Alabama
$281K +$11.1K +164 +4%
WAM
141
WealthTrust Asset Management
Florida
$280K +$339 +5 +0.1%
CAPTRUST Financial Advisors
142
CAPTRUST Financial Advisors
North Carolina
$276K – – –
KAS
143
KPP Advisory Services
Kentucky
$271K +$283K +4,186 New
Northwestern Mutual Wealth Management
144
Northwestern Mutual Wealth Management
Wisconsin
$262K -$63.8K -942 -19%
CAM
145
Cresset Asset Management
Illinois
$258K +$3.32K +49 +1%
EWM
146
EPG Wealth Management
Georgia
$254K +$1.08K +16 +0.4%
SWM
147
SeaCrest Wealth Management
New York
$242K -$29.7K -439 -11%
Mercer Global Advisors
148
Mercer Global Advisors
Colorado
$241K – – –
CWA
149
Centennial Wealth Advisory
Michigan
$239K -$2.23K -33 -0.9%
FFA
150
Founders Financial Alliance
North Carolina
$231K – – –
4 5
6
7 8

FTA Hedge Fund Activity: Q3 2023 in Review

182 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Value AlphaDEX Fund (FTA) for Q3 2023, worth a combined $802M — down 6.9% from $861M a quarter earlier.

Sellers outnumbered buyers: 16 funds closed out of FTA and 14 opened new positions — a net loss of 2 holders — while 76 trimmed existing stakes and 61 added.

The largest buyer was Kingsview Wealth Management, adding an estimated $4.31M. The largest seller was Morgan Stanley, cutting an estimated $15.4M.

  • 182 institutional investors held First Trust Large Cap Value AlphaDEX Fund (FTA) as of Q3 2023, down from 184 in Q2 2023.
  • Funds reported $802M of First Trust Large Cap Value AlphaDEX Fund stock for Q3 2023, down 6.9% quarter-over-quarter.
  • 14 funds opened new First Trust Large Cap Value AlphaDEX Fund positions in Q3 2023 and 16 closed out, a net change of -2 holders.
  • The largest First Trust Large Cap Value AlphaDEX Fund buyer in Q3 2023 was Kingsview Wealth Management, an estimated $4.31M added.
  • The largest First Trust Large Cap Value AlphaDEX Fund seller in Q3 2023 was Morgan Stanley, an estimated $15.4M sold.

Based on aggregated 13F filings for Q3 2023.