DFPG Investments’s First Trust Large Cap Value AlphaDEX Fund FTA Stock Holding History

DFPG Investments’s Portfolio FTA Stock Details FTA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q4	$400K	Hold	5,650	–	–	0.03%	454
2023 Q3	$358K	Buy	5,650 +1,429	+34%	+$96.8K	0.03%	434
2023 Q2	$293K	Buy	+4,221	New	+$274K	0.03%	476
2020 Q3	–	Sell	-8,144	Closed	-$362K	–	175
2020 Q2	$362K	Buy	8,144 +2	+0%	+$86	0.22%	103
2020 Q1	$316K	Buy	8,142 +1	+0%	+$50	0.24%	104
2019 Q4	$460K	Buy	8,141 +1	+0%	+$54	0.3%	93
2019 Q3	$398K	Buy	8,140 +2	+0%	+$103	0.33%	87
2019 Q2	$425K	Buy	8,138 +1	+0%	+$52	0.41%	79
2019 Q1	$429K	Buy	8,137 +2	+0%	+$101	0.46%	73
2018 Q4	$376K	Buy	+8,135	New	+$413K	0.5%	74

Other funds holding FTA

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

KWM

Kingsview Wealth Management Grants Pass, Oregon $7.33B AUM 16.07% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

DFPG Investments's FTA Position: Q4 2023 in Review

DFPG Investments held its First Trust Large Cap Value AlphaDEX Fund (FTA) position steady in Q4 2023 at 5,650 shares worth $400K. The position accounts for 0.03% of the portfolio, ranked #454.

DFPG Investments first reported a position in FTA in Q4 2018 and has held it in 10 quarters since. The position peaked at $460K in Q4 2019. 194 funds tracked by Wall St. Rank hold FTA as of Q4 2023.

DFPG Investments held 5,650 shares of First Trust Large Cap Value AlphaDEX Fund worth $400K as of Q4 2023.
DFPG Investments left its First Trust Large Cap Value AlphaDEX Fund share count unchanged in Q4 2023.
First Trust Large Cap Value AlphaDEX Fund made up 0.03% of DFPG Investments's portfolio in Q4 2023, its #454 holding.
DFPG Investments first reported a position in First Trust Large Cap Value AlphaDEX Fund in Q4 2018 and has held it in 10 quarters since.
DFPG Investments's First Trust Large Cap Value AlphaDEX Fund position peaked at $460K in Q4 2019.
194 funds tracked by Wall St. Rank held First Trust Large Cap Value AlphaDEX Fund as of Q4 2023.

Based on DFPG Investments's 13F filing for Q4 2023, filed 10 Jan 2024.