Empirical Asset Management’s First Trust Large Cap Value AlphaDEX Fund FTA Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q4	–	Sell	-2,569	Closed	-$214K	–	364
2025 Q3	$214K	Buy	2,569 +11	+0.4%	+$895	0.06%	331
2025 Q2	$201K	Buy	+2,558	New	+$191K	0.06%	306
2024 Q4	–	Sell	-4,437	Closed	-$351K	–	450
2024 Q3	$351K	Buy	4,437 +42	+1%	+$3.21K	0.13%	207
2024 Q2	$323K	Hold	4,395	–	–	0.12%	234
2024 Q1	$336K	Buy	4,395 +17	+0.4%	+$1.22K	0.16%	185
2023 Q4	$310K	Buy	4,378 +28	+0.6%	+$1.85K	0.25%	133
2023 Q3	$282K	Buy	4,350 +25	+0.6%	+$1.69K	0.25%	126
2023 Q2	$288K	Buy	4,325 +18	+0.4%	+$1.17K	0.26%	118
2023 Q1	$286K	Buy	4,307 +18	+0.4%	+$1.23K	0.27%	111
2022 Q4	$282K	Buy	4,289 +32	+0.8%	+$2.08K	0.3%	120
2022 Q3	$246K	Buy	4,257 +22	+0.5%	+$1.42K	0.27%	124
2022 Q2	$263K	Sell	4,235 -247	-6%	-$16.7K	0.28%	128
2022 Q1	$316K	Sell	4,482 -325	-7%	-$22.7K	0.3%	107
2021 Q4	$336K	Buy	+4,807	New	+$326K	0.32%	103