Empirical Asset Management’s First Trust Large Cap Value AlphaDEX Fund FTA Stock Holding History

Empirical Asset Management’s Portfolio FTA Stock Details FTA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q4	–	Sell	-2,569	Closed	-$214K	–	364
2025 Q3	$214K	Buy	2,569 +11	+0.4%	+$895	0.06%	331
2025 Q2	$201K	Buy	+2,558	New	+$191K	0.06%	306
2024 Q4	–	Sell	-4,437	Closed	-$351K	–	450
2024 Q3	$351K	Buy	4,437 +42	+1%	+$3.21K	0.13%	207
2024 Q2	$323K	Hold	4,395	–	–	0.12%	234
2024 Q1	$336K	Buy	4,395 +17	+0.4%	+$1.22K	0.16%	185
2023 Q4	$310K	Buy	4,378 +28	+0.6%	+$1.85K	0.25%	133
2023 Q3	$282K	Buy	4,350 +25	+0.6%	+$1.69K	0.25%	126
2023 Q2	$288K	Buy	4,325 +18	+0.4%	+$1.17K	0.26%	118
2023 Q1	$286K	Buy	4,307 +18	+0.4%	+$1.23K	0.27%	111
2022 Q4	$282K	Buy	4,289 +32	+0.8%	+$2.08K	0.3%	120
2022 Q3	$246K	Buy	4,257 +22	+0.5%	+$1.42K	0.27%	124
2022 Q2	$263K	Sell	4,235 -247	-6%	-$16.7K	0.28%	128
2022 Q1	$316K	Sell	4,482 -325	-7%	-$22.7K	0.3%	107
2021 Q4	$336K	Buy	+4,807	New	+$326K	0.32%	103

Other funds holding FTA

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.9% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

KWM

Kingsview Wealth Management Grants Pass, Oregon $8.25B AUM 24.8% 1-Year Est. Return

Empirical Asset Management's FTA Position: Q4 2025 in Review

Empirical Asset Management sold out of First Trust Large Cap Value AlphaDEX Fund (FTA) in Q4 2025, closing a stake of 2,569 shares — an estimated $214K sold.

Empirical Asset Management first reported a position in FTA in Q4 2021 and held it in 14 quarters. The position peaked at $351K in Q3 2024. 207 funds tracked by Wall St. Rank hold FTA as of Q4 2025.

Empirical Asset Management reported no remaining First Trust Large Cap Value AlphaDEX Fund position as of Q4 2025 after selling out during the quarter.
Empirical Asset Management sold 2,569 First Trust Large Cap Value AlphaDEX Fund shares in Q4 2025, an estimated $214K.
Empirical Asset Management first reported a position in First Trust Large Cap Value AlphaDEX Fund in Q4 2021 and held it in 14 quarters.
Empirical Asset Management's First Trust Large Cap Value AlphaDEX Fund position peaked at $351K in Q3 2024.
207 funds tracked by Wall St. Rank held First Trust Large Cap Value AlphaDEX Fund as of Q4 2025.

Based on Empirical Asset Management's 13F filing for Q4 2025, filed 6 Feb 2026.