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First Trust Large Cap Value AlphaDEX Fund

113 hedge funds and large institutions have $366M invested in First Trust Large Cap Value AlphaDEX Fund in 2020 Q2 according to their latest regulatory filings, with 15 funds opening new positions, 19 increasing their positions, 61 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 12

1.44% more ownership

Funds ownership: 59.24%60.68% (+1.4%)

1% more funds holding

Funds holding: 112113 (+1)

3% less capital invested

Capital invested by funds: $376M → $366M (-$9.55M)

69% less repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 61

100% less funds holding in top 10

Funds holding in top 10: 20 (-2)

Holders
113
Holders Change
+1
Holders Change %
+0.89%
% of All Funds
2.32%
Holding in Top 10
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-100%
% of All Funds
New
15
Increased
19
Reduced
61
Closed
12
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CFA
101
Carroll Financial Associates
North Carolina
$22K
Carson Wealth (CWM LLC)
102
Carson Wealth (CWM LLC)
Nebraska
$17K
SPIA
103
Steward Partners Investment Advisory
New York
$14K
GWM
104
Geneos Wealth Management
Colorado
$13K
Fidelity Investments
105
Fidelity Investments
Massachusetts
$10K -$29.5K -686 -75%
LAS
106
Lloyd Advisory Services
Georgia
$10K +$3.53K +82 +58%
SFPG
107
Stonebridge Financial Planning Group
Florida
$9K
KWM
108
Keebeck Wealth Management
Illinois
$9K +$9.39K +218 New
OPS
109
Orion Portfolio Solutions
Nebraska
$8K -$3.79K -88 -34%
GI
110
Gradient Investments
Minnesota
$7K
PA
111
Procyon Advisors
Connecticut
$7K +$6.29K +146 New
WEC
112
Winslow Evans & Crocker
Massachusetts
$5K
Rockefeller Capital Management
113
Rockefeller Capital Management
New York
$4K +$3.36K +78 New
APA
114
American Portfolios Advisors
New York
$3.32K
TIM
115
Total Investment Management
Arizona
-$36.7M -998,283 Closed
TFA
116
Teamwork Financial Advisors
Texas
-$771K -20,938 Closed
TSS
117
Two Sigma Securities
New York
-$520K -14,136 Closed
VAG
118
VisionPoint Advisory Group
Texas
-$444K -12,077 Closed
MIAN
119
Mariner Independent Advisor Network
Kansas
-$396K -11,242 Closed
AW
120
ACG Wealth
Georgia
-$365K -9,928 Closed
M&T Bank
121
M&T Bank
New York
-$294K -7,993 Closed
AIC
122
Ameritas Investment Company
Nebraska
-$36K -981 Closed
CTC
123
Central Trust Company
Missouri
-$21K -571 Closed
NFG
124
Next Financial Group
Texas
-$12K -336 Closed
ASN
125
Advisory Services Network
Georgia
-$4K -100 Closed

FTA Hedge Fund Activity: Q2 2020 in Review

113 of the 4,877 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Value AlphaDEX Fund (FTA) for Q2 2020, worth a combined $366M — down 2.5% from $376M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new FTA positions and 12 closed out — a net gain of 3 holders — while 19 added to existing stakes and 61 trimmed.

The largest buyer was Raymond James Financial Services Advisors, opening a new position worth an estimated $8.93M. The largest seller was Total Investment Management, exiting entirely with an estimated $36.7M sold.

  • 113 institutional investors held First Trust Large Cap Value AlphaDEX Fund (FTA) as of Q2 2020, up from 112 in Q1 2020.
  • Funds reported $366M of First Trust Large Cap Value AlphaDEX Fund stock for Q2 2020, down 2.5% quarter-over-quarter.
  • 15 funds opened new First Trust Large Cap Value AlphaDEX Fund positions in Q2 2020 and 12 closed out, a net change of +3 holders.
  • The largest First Trust Large Cap Value AlphaDEX Fund buyer in Q2 2020 was Raymond James Financial Services Advisors, an estimated $8.93M added.
  • The largest First Trust Large Cap Value AlphaDEX Fund seller in Q2 2020 was Total Investment Management, an estimated $36.7M sold.

Based on aggregated 13F filings for Q2 2020.