Rockefeller Capital Management
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Rockefeller Capital Management’s First Trust Large Cap Value AlphaDEX Fund FTA Stock Holding History

Rockefeller Capital Management’s Portfolio FTA Stock Details FTA Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q3 		$371K Sell
3,897
-1,673
-30% -$168K ﹤0.01% 2295
2026
Q2 		$539K Sell
5,570
-141
-2% -$13.4K ﹤0.01% 2046
2026
Q1 		$527K Sell
5,711
-113
-2% -$10.4K ﹤0.01% 1955
2025
Q4 		$502K Sell
5,824
-1,071
-16% -$90.2K ﹤0.01% 1899
2025
Q3 		$575K Buy
+6,895
New +$561K ﹤0.01% 1708
2025
Q1 		– Sell
-15,873
Closed -$1.21M – 1686
2024
Q4 		$1.21M Buy
15,873
+473
+3% +$37.6K ﹤0.01% 1185
2024
Q3 		$1.22M Sell
15,400
-1,232
-7% -$94.2K ﹤0.01% 1160
2024
Q2 		$1.22M Buy
16,632
+1,400
+9% +$104K ﹤0.01% 1144
2024
Q1 		$1.16M Sell
15,232
-944
-6% -$67.7K ﹤0.01% 1207
2023
Q4 		$1.15M Buy
+16,176
New +$1.07M ﹤0.01% 1091
2023
Q3 		– Sell
-5,738
Closed -$383K – 1605
2023
Q2 		$383K Sell
5,738
-59
-1% -$3.84K ﹤0.01% 1443
2023
Q1 		$384K Sell
5,797
-2,211
-28% -$151K ﹤0.01% 1465
2022
Q4 		$527K Buy
8,008
+1,289
+19% +$83.6K ﹤0.01% 1260
2022
Q3 		$387K Buy
6,719
+4,059
+153% +$261K ﹤0.01% 1363
2022
Q2 		$165K Buy
2,660
+2,595
+3,992% +$176K ﹤0.01% 1705
2022
Q1 		$4K Buy
+65
New +$4.54K ﹤0.01% 3405
2020
Q4 		– Sell
-78
Closed -$3K – 2903
2020
Q3 		$3K Hold
78
– – ﹤0.01% 2331
2020
Q2 		$4K Buy
+78
New +$3.36K ﹤0.01% 2156

Other funds holding FTA

Morgan Stanley
Morgan Stanley New York $1.96T AUM 27.49% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $468B AUM 17.69% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $765B AUM 28.39% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $115B AUM 18.52% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $375B AUM 21.05% 1-Year Est. Return
Kingsview Wealth Management
Kingsview Wealth Management Grants Pass, Oregon $8.47B AUM 18.18% 1-Year Est. Return
NewEdge Advisors
NewEdge Advisors New Orleans, Louisiana $34.5B AUM 23.55% 1-Year Est. Return
AssetMark Inc
AssetMark Inc Concord, California $59.5B AUM 15.92% 1-Year Est. Return
Private Advisor Group
Private Advisor Group Morristown, New Jersey $29.9B AUM 19.22% 1-Year Est. Return
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors Fairfield, Iowa $45.2B AUM 20.72% 1-Year Est. Return

Rockefeller Capital Management's FTA Position: Q3 2026 in Review

Rockefeller Capital Management reduced its First Trust Large Cap Value AlphaDEX Fund (FTA) stake by 30% in Q3 2026, selling an estimated $168K and leaving 3,897 shares worth $371K. The position accounts for ﹤0.01% of the portfolio, ranked #2295.

Rockefeller Capital Management first reported a position in FTA in Q2 2020 and has held it in 18 quarters since. The position peaked at $1.22M in Q2 2024. 200 funds tracked by Wall St. Rank hold FTA as of Q3 2026.

  • Rockefeller Capital Management held 3,897 shares of First Trust Large Cap Value AlphaDEX Fund worth $371K as of Q3 2026.
  • Rockefeller Capital Management sold 1,673 First Trust Large Cap Value AlphaDEX Fund shares in Q3 2026, an estimated $168K.
  • First Trust Large Cap Value AlphaDEX Fund made up ﹤0.01% of Rockefeller Capital Management's portfolio in Q3 2026, its #2295 holding.
  • Rockefeller Capital Management first reported a position in First Trust Large Cap Value AlphaDEX Fund in Q2 2020 and has held it in 18 quarters since.
  • Rockefeller Capital Management's First Trust Large Cap Value AlphaDEX Fund position peaked at $1.22M in Q2 2024.
  • 200 funds tracked by Wall St. Rank held First Trust Large Cap Value AlphaDEX Fund as of Q3 2026.

Based on Rockefeller Capital Management's 13F filing for Q3 2026, filed 13 Nov 2026.