Rockefeller Capital Management’s First Trust Large Cap Value AlphaDEX Fund FTA Stock Holding History

Rockefeller Capital Management’s Portfolio FTA Stock Details FTA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$539K	Sell	5,570 -141	-2%	-$13.4K	﹤0.01%	2046
2026 Q1	$527K	Sell	5,711 -113	-2%	-$10.4K	﹤0.01%	1955
2025 Q4	$502K	Sell	5,824 -1,071	-16%	-$90.2K	﹤0.01%	1899
2025 Q3	$575K	Buy	+6,895	New	+$561K	﹤0.01%	1708
2025 Q1	–	Sell	-15,873	Closed	-$1.21M	–	1686
2024 Q4	$1.21M	Buy	15,873 +473	+3%	+$37.6K	﹤0.01%	1185
2024 Q3	$1.22M	Sell	15,400 -1,232	-7%	-$94.2K	﹤0.01%	1160
2024 Q2	$1.22M	Buy	16,632 +1,400	+9%	+$104K	﹤0.01%	1144
2024 Q1	$1.16M	Sell	15,232 -944	-6%	-$67.7K	﹤0.01%	1207
2023 Q4	$1.15M	Buy	+16,176	New	+$1.07M	﹤0.01%	1091
2023 Q3	–	Sell	-5,738	Closed	-$383K	–	1605
2023 Q2	$383K	Sell	5,738 -59	-1%	-$3.84K	﹤0.01%	1443
2023 Q1	$384K	Sell	5,797 -2,211	-28%	-$151K	﹤0.01%	1465
2022 Q4	$527K	Buy	8,008 +1,289	+19%	+$83.6K	﹤0.01%	1260
2022 Q3	$387K	Buy	6,719 +4,059	+153%	+$261K	﹤0.01%	1363
2022 Q2	$165K	Buy	2,660 +2,595	+3,992%	+$176K	﹤0.01%	1705
2022 Q1	$4K	Buy	+65	New	+$4.54K	﹤0.01%	3405
2020 Q4	–	Sell	-78	Closed	-$3K	–	2903
2020 Q3	$3K	Hold	78	–	–	﹤0.01%	2331
2020 Q2	$4K	Buy	+78	New	+$3.36K	﹤0.01%	2156

Other funds holding FTA

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.9% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

IWC

Integrated Wealth Concepts Waltham, Massachusetts $15.3B AUM 25.33% 1-Year Est. Return

Rockefeller Capital Management's FTA Position: Q2 2026 in Review

Rockefeller Capital Management reduced its First Trust Large Cap Value AlphaDEX Fund (FTA) stake by 2.5% in Q2 2026, selling an estimated $13.4K and leaving 5,570 shares worth $539K. The position accounts for ﹤0.01% of the portfolio, ranked #2046.

Rockefeller Capital Management first reported a position in FTA in Q2 2020 and has held it in 17 quarters since. The position peaked at $1.22M in Q2 2024. 229 funds tracked by Wall St. Rank hold FTA as of Q2 2026.

Rockefeller Capital Management held 5,570 shares of First Trust Large Cap Value AlphaDEX Fund worth $539K as of Q2 2026.
Rockefeller Capital Management sold 141 First Trust Large Cap Value AlphaDEX Fund shares in Q2 2026, an estimated $13.4K.
First Trust Large Cap Value AlphaDEX Fund made up ﹤0.01% of Rockefeller Capital Management's portfolio in Q2 2026, its #2046 holding.
Rockefeller Capital Management first reported a position in First Trust Large Cap Value AlphaDEX Fund in Q2 2020 and has held it in 17 quarters since.
Rockefeller Capital Management's First Trust Large Cap Value AlphaDEX Fund position peaked at $1.22M in Q2 2024.
229 funds tracked by Wall St. Rank held First Trust Large Cap Value AlphaDEX Fund as of Q2 2026.

Based on Rockefeller Capital Management's 13F filing for Q2 2026, filed 13 Aug 2026.