Rockefeller Capital Management
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Rockefeller Capital Management’s First Trust Large Cap Value AlphaDEX Fund FTA Stock Holding History

Rockefeller Capital Management’s Portfolio FTA Stock Details FTA Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$527K Sell
5,711
-113
-2% -$10.4K ﹤0.01% 1955
2025
Q4 		$502K Sell
5,824
-1,071
-16% -$90.2K ﹤0.01% 1899
2025
Q3 		$575K Buy
+6,895
New +$561K ﹤0.01% 1708
2025
Q1 		– Sell
-15,873
Closed -$1.21M – 1686
2024
Q4 		$1.21M Buy
15,873
+473
+3% +$37.6K ﹤0.01% 1185
2024
Q3 		$1.22M Sell
15,400
-1,232
-7% -$94.2K ﹤0.01% 1160
2024
Q2 		$1.22M Buy
16,632
+1,400
+9% +$104K ﹤0.01% 1144
2024
Q1 		$1.16M Sell
15,232
-944
-6% -$67.7K ﹤0.01% 1207
2023
Q4 		$1.15M Buy
+16,176
New +$1.07M ﹤0.01% 1091
2023
Q3 		– Sell
-5,738
Closed -$383K – 1605
2023
Q2 		$383K Sell
5,738
-59
-1% -$3.84K ﹤0.01% 1443
2023
Q1 		$384K Sell
5,797
-2,211
-28% -$151K ﹤0.01% 1465
2022
Q4 		$527K Buy
8,008
+1,289
+19% +$83.6K ﹤0.01% 1260
2022
Q3 		$387K Buy
6,719
+4,059
+153% +$261K ﹤0.01% 1363
2022
Q2 		$165K Buy
2,660
+2,595
+3,992% +$176K ﹤0.01% 1705
2022
Q1 		$4K Buy
+65
New +$4.54K ﹤0.01% 3405
2020
Q4 		– Sell
-78
Closed -$3K – 2903
2020
Q3 		$3K Hold
78
– – ﹤0.01% 2331
2020
Q2 		$4K Buy
+78
New +$3.36K ﹤0.01% 2156

Other funds holding FTA

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
IWC
Integrated Wealth Concepts Waltham, Massachusetts $12.5B AUM 18.49% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Rockefeller Capital Management's FTA Position: Q1 2026 in Review

Rockefeller Capital Management reduced its First Trust Large Cap Value AlphaDEX Fund (FTA) stake by 1.9% in Q1 2026, selling an estimated $10.4K and leaving 5,711 shares worth $527K. The position accounts for ﹤0.01% of the portfolio, ranked #1955.

Rockefeller Capital Management first reported a position in FTA in Q2 2020 and has held it in 16 quarters since. The position peaked at $1.22M in Q2 2024. 218 funds tracked by Wall St. Rank hold FTA as of Q1 2026.

  • Rockefeller Capital Management held 5,711 shares of First Trust Large Cap Value AlphaDEX Fund worth $527K as of Q1 2026.
  • Rockefeller Capital Management sold 113 First Trust Large Cap Value AlphaDEX Fund shares in Q1 2026, an estimated $10.4K.
  • First Trust Large Cap Value AlphaDEX Fund made up ﹤0.01% of Rockefeller Capital Management's portfolio in Q1 2026, its #1955 holding.
  • Rockefeller Capital Management first reported a position in First Trust Large Cap Value AlphaDEX Fund in Q2 2020 and has held it in 16 quarters since.
  • Rockefeller Capital Management's First Trust Large Cap Value AlphaDEX Fund position peaked at $1.22M in Q2 2024.
  • 218 funds tracked by Wall St. Rank held First Trust Large Cap Value AlphaDEX Fund as of Q1 2026.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.