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First Trust Large Cap Value AlphaDEX Fund

117 hedge funds and large institutions have $687M invested in First Trust Large Cap Value AlphaDEX Fund in 2018 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 44 increasing their positions, 44 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

80% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 10

67% more funds holding in top 10

Funds holding in top 10: 35 (+2)

6% more funds holding

Funds holding: 110117 (+7)

0% more repeat investments, than reductions

Existing positions increased: 44 | Existing positions reduced: 44

6.32% less ownership

Funds ownership: 72.86%66.54% (-6.3%)

16% less capital invested

Capital invested by funds: $818M → $687M (-$132M)

Holders
117
Holders Change
+7
Holders Change %
+6.36%
% of All Funds
2.61%
Holding in Top 10
5
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+66.67%
% of All Funds
0.11%
New
18
Increased
44
Reduced
44
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
W
101
WealthOne
New York
$81K +$88.6K +1,746 New
Bank of Montreal
102
Bank of Montreal
Ontario, Canada
$76K +$83.2K +1,640 New
Fifth Third Bancorp
103
Fifth Third Bancorp
Ohio
$70K
NFG
104
Next Financial Group
Texas
$48K +$32.9K +648 +162%
AssetMark Inc
105
AssetMark Inc
California
$45K
QCIG
106
Quad-Cities Investment Group
Iowa
$36K +$39.6K +780 New
GRP
107
Global Retirement Partners
California
$35K -$45.5K -898 -54%
Carson Wealth (CWM LLC)
108
Carson Wealth (CWM LLC)
Nebraska
$32K
ST
109
Smithfield Trust
Pennsylvania
$28K
WC
110
Whitnell & Co
Illinois
$27K +$9.79K +193 +48%
CTC
111
Central Trust Company
Missouri
$26K
CFA
112
Carroll Financial Associates
North Carolina
$23K
FGC
113
Financial Gravity Companies
Texas
$11K +$11K +217 New
GWM
114
Geneos Wealth Management
Colorado
$9K
WEC
115
Winslow Evans & Crocker
Massachusetts
$6K -$6.09K -120 -50%
CIAS
116
Capital Investment Advisory Services
North Carolina
$4K +$4.51K +89 New
SS
117
Simplicity Solutions
Minnesota
-$1.06M -19,613 Closed
FA
118
FDx Advisors
Illinois
-$986K -18,211 Closed
Koshinski Asset Management
119
Koshinski Asset Management
Illinois
-$706K -13,047 Closed
CA
120
CapWealth Advisors
Tennessee
-$284K -5,250 Closed
MCM
121
Mengis Capital Management
Oregon
-$284K -5,248 Closed
M&T Bank
122
M&T Bank
New York
-$251K -4,633 Closed
JCM
123
Janney Capital Management
Pennsylvania
-$227K -4,191 Closed
SPIA
124
Steward Partners Investment Advisory
New York
-$58K -1,069 Closed
AA
125
Ancora Advisors
Ohio
-$19K -357 Closed

FTA Hedge Fund Activity: Q4 2018 in Review

117 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Value AlphaDEX Fund (FTA) for Q4 2018, worth a combined $687M — down 16% from $818M a quarter earlier.

Buyers outnumbered sellers: 18 funds opened new FTA positions and 10 closed out — a net gain of 8 holders — while 44 added to existing stakes and 44 trimmed.

The largest buyer was Envestnet Asset Management, adding an estimated $15.5M. The largest seller was Cornerstone Wealth Management, cutting an estimated $71.6M.

  • 117 institutional investors held First Trust Large Cap Value AlphaDEX Fund (FTA) as of Q4 2018, up from 110 in Q3 2018.
  • Funds reported $687M of First Trust Large Cap Value AlphaDEX Fund stock for Q4 2018, down 16% quarter-over-quarter.
  • 18 funds opened new First Trust Large Cap Value AlphaDEX Fund positions in Q4 2018 and 10 closed out, a net change of +8 holders.
  • The largest First Trust Large Cap Value AlphaDEX Fund buyer in Q4 2018 was Envestnet Asset Management, an estimated $15.5M added.
  • The largest First Trust Large Cap Value AlphaDEX Fund seller in Q4 2018 was Cornerstone Wealth Management, an estimated $71.6M sold.

Based on aggregated 13F filings for Q4 2018.