Quad-Cities Investment Group’s First Trust Large Cap Value AlphaDEX Fund FTA Stock Holding History

Quad-Cities Investment Group’s Portfolio FTA Stock Details FTA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-865	Closed	-$44K	–	344
2019 Q3	$44K	Hold	865	–	–	0.04%	352
2019 Q2	$45K	Hold	865	–	–	0.04%	358
2019 Q1	$44K	Buy	865 +85	+11%	+$4.3K	0.04%	357
2018 Q4	$36K	Buy	+780	New	+$39.6K	0.04%	376

Other funds holding FTA

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

GSWM

Golden State Wealth Management Santa Ana, California $915M AUM 19.16% 1-Year Est. Return

TIM

Total Investment Management Scottsdale, Arizona $858M AUM 9.96% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.3B AUM 22.13% 1-Year Est. Return

Quad-Cities Investment Group's FTA Position: Q4 2019 in Review

Quad-Cities Investment Group sold out of First Trust Large Cap Value AlphaDEX Fund (FTA) in Q4 2019, closing a stake of 865 shares — an estimated $44K sold.

Quad-Cities Investment Group first reported a position in FTA in Q4 2018 and held it in 4 quarters. The position peaked at $45K in Q2 2019. 138 funds tracked by Wall St. Rank hold FTA as of Q4 2019.

Quad-Cities Investment Group reported no remaining First Trust Large Cap Value AlphaDEX Fund position as of Q4 2019 after selling out during the quarter.
Quad-Cities Investment Group sold 865 First Trust Large Cap Value AlphaDEX Fund shares in Q4 2019, an estimated $44K.
Quad-Cities Investment Group first reported a position in First Trust Large Cap Value AlphaDEX Fund in Q4 2018 and held it in 4 quarters.
Quad-Cities Investment Group's First Trust Large Cap Value AlphaDEX Fund position peaked at $45K in Q2 2019.
138 funds tracked by Wall St. Rank held First Trust Large Cap Value AlphaDEX Fund as of Q4 2019.

Based on Quad-Cities Investment Group's 13F filing for Q4 2019, filed 28 Jan 2020.