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First Trust Large Cap Value AlphaDEX Fund
FTA

182 hedge funds and large institutions have $802M invested in First Trust Large Cap Value AlphaDEX Fund in 2023 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 61 increasing their positions, 76 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 5 → 5 (0)

1% less funds holding

Funds holding: 184 → 182 (-2)

1.95% less ownership

Funds ownership: 71.7% → 69.75% (-2%)

7% less capital invested

Capital invested by funds: $861M → $802M (-$59M)

13% less first-time investments, than exits

New positions opened: 14 | Existing positions closed: 16

20% less repeat investments, than reductions

Existing positions increased: 61 | Existing positions reduced: 76

Holders
182
Holders Change
-2
Holders Change %
-1.09%
% of All Funds
2.89%
Holding in Top 10
5
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.08%
New
14
Increased
61
Reduced
76
Closed
16
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
KWM
Kingsview Wealth Management
Oregon
+$4.31M
2
IWM
Iams Wealth Management
Nebraska
+$4.3M
3
Osaic Holdings
Osaic Holdings
Arizona
+$2.43M
4
AssetMark Inc
AssetMark Inc
California
+$2.26M
5
HFP
Holistic Financial Partners
Indiana
+$1.44M

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
-$15.4M
2
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$13M
3
RJFSA
Raymond James Financial Services Advisors
Florida
-$6.42M
4
CAS
Coppell Advisory Solutions
Texas
-$4.54M
5
IWC
Integrated Wealth Concepts
Massachusetts
-$3.15M
Name Holding Trade Value Shares
Change 		Change in
Stake
CPIG
76
Chicago Partners Investment Group
Illinois
$1.29M +$1.63K +24 +0.1%
WC
77
Waterloo Capital
Texas
$1.24M +$1.3M +19,153 New
IA
78
IFG Advisory
Georgia
$1.21M +$79.6K +1,175 +7%
First Trust Advisors
79
First Trust Advisors
Illinois
$1.2M -$18.4K -272 -1%
TRCT
80
Tower Research Capital (TRC)
New York
$1.2M +$753K +11,119 +151%
SOS
81
Silver Oak Securities
Tennessee
$1.19M +$791K +11,684 +174%
WWM
82
Western Wealth Management
Colorado
$1.19M +$201K +2,961 +19%
OFS
83
OneAscent Financial Services
Alabama
$1.17M -$106K -1,561 -8%
MIH
84
Meitav Investment House
Israel
$990K – – –
KWS
85
Keystone Wealth Services
California
$937K -$115K -1,698 -11%
PFA
86
Pinnacle Family Advisors
Missouri
$888K -$2.23K -33 -0.2%
TLFA
87
True Link Financial Advisors
California
$869K – – –
BRWA
88
B. Riley Wealth Advisors
Florida
$857K +$53.1K +784 +6%
PA
89
PFG Advisors
Arizona
$821K +$3.93K +58 +0.5%
E
90
ETFidea
New York
$814K – – –
GIA
91
Gladstone Institutional Advisory
Florida
$812K -$152K -2,248 -15%
Comerica Bank
92
Comerica Bank
Texas
$790K +$826K +12,200 New
GVAG
93
Great Valley Advisor Group
Delaware
$772K -$3.12K -46 -0.4%
Susquehanna International Group
94
Susquehanna International Group
Pennsylvania
$717K -$624K -9,218 -45%
WCFA
95
Walkner Condon Financial Advisors
Wisconsin
$701K -$18.8K -277 -2%
AWM
96
Avior Wealth Management
Nebraska
$701K -$38.2K -564 -5%
IFG
97
Independent Financial Group
California
$675K +$42.7K +630 +6%
DC
98
Davenport & Co
Virginia
$671K +$38.3K +566 +6%
OC
99
Oppenheimer & Co
New York
$615K +$19.5K +288 +3%
AFG
100
ABLE Financial Group
Arizona
$612K +$339 +5 +0.1%
2 3
4
5 6

FTA Hedge Fund Activity: Q3 2023 in Review

182 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Value AlphaDEX Fund (FTA) for Q3 2023, worth a combined $802M — down 6.9% from $861M a quarter earlier.

Sellers outnumbered buyers: 16 funds closed out of FTA and 14 opened new positions — a net loss of 2 holders — while 76 trimmed existing stakes and 61 added.

The largest buyer was Kingsview Wealth Management, adding an estimated $4.31M. The largest seller was Morgan Stanley, cutting an estimated $15.4M.

  • 182 institutional investors held First Trust Large Cap Value AlphaDEX Fund (FTA) as of Q3 2023, down from 184 in Q2 2023.
  • Funds reported $802M of First Trust Large Cap Value AlphaDEX Fund stock for Q3 2023, down 6.9% quarter-over-quarter.
  • 14 funds opened new First Trust Large Cap Value AlphaDEX Fund positions in Q3 2023 and 16 closed out, a net change of -2 holders.
  • The largest First Trust Large Cap Value AlphaDEX Fund buyer in Q3 2023 was Kingsview Wealth Management, an estimated $4.31M added.
  • The largest First Trust Large Cap Value AlphaDEX Fund seller in Q3 2023 was Morgan Stanley, an estimated $15.4M sold.

Based on aggregated 13F filings for Q3 2023.