B. Riley Wealth Advisors’s First Trust Large Cap Value AlphaDEX Fund FTA Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2024 Q3	–	Sell	-6,575	Closed	-$484K	–	1322
2024 Q2	$484K	Sell	6,575 -6,650	-50%	-$494K	0.01%	834
2024 Q1	$857K	Buy	13,225 +4,657	+54%	+$334K	0.02%	578
2023 Q4	$607K	Sell	8,568 -4,657	-35%	-$308K	0.02%	717
2023 Q3	$857K	Buy	13,225 +784	+6%	+$53.1K	0.02%	578
2023 Q2	$830K	Buy	12,441 +2,371	+24%	+$154K	0.02%	631
2023 Q1	$669K	Buy	10,070 +4,078	+68%	+$279K	0.02%	698
2022 Q4	$394K	Buy	5,992 +1,045	+21%	+$67.8K	0.01%	891
2022 Q3	$286K	Buy	4,947 +1,124	+29%	+$72.3K	0.01%	1032
2022 Q2	$238K	Sell	3,823 -414	-10%	-$28K	0.01%	970
2022 Q1	$299K	Sell	4,237 -349	-8%	-$24.4K	0.01%	1011
2021 Q4	$321K	Buy	4,586 +296	+7%	+$20K	0.01%	1031
2021 Q3	$277K	Buy	4,290 +585	+16%	+$38.7K	0.01%	1084
2021 Q2	$244K	Sell	3,705 -129	-3%	-$8.56K	0.01%	1129
2021 Q1	$245K	Buy	3,834 +164	+4%	+$9.79K	0.01%	1099
2020 Q4	$202K	Sell	3,670 -2,206	-38%	-$114K	0.01%	923
2020 Q3	$275K	Buy	+5,876	New	+$277K	0.01%	733
2020 Q1	–	Sell	-3,905	Closed	-$221K	–	836
2019 Q4	$221K	Sell	3,905 -992	-20%	-$53.2K	0.02%	725
2019 Q3	$253K	Buy	4,897 +142	+3%	+$7.28K	0.02%	649
2019 Q2	$248K	Sell	4,755 -173	-4%	-$8.95K	0.03%	639
2019 Q1	$255K	Buy	4,928 +58	+1%	+$2.94K	0.03%	564
2018 Q4	$226K	Sell	4,870 -379	-7%	-$19.2K	0.03%	540
2018 Q3	$285K	Buy	5,249 +81	+2%	+$4.38K	0.03%	514
2018 Q2	$271K	Buy	5,168 +105	+2%	+$5.56K	0.04%	508
2018 Q1	$267K	Sell	5,063 -84	-2%	-$4.58K	0.04%	489
2017 Q4	$282K	Buy	+5,147	New	+$271K	0.04%	470
2015 Q1	–	Sell	-120	Closed	-$5	–	1079
2014 Q4	$5	Buy	+120	New	+$5.13K	﹤0.01%	3145
2014 Q3	–	Sell	-120	Closed	-$5.22K	–	1103
2014 Q2	$5.22K	Buy	+120	New	+$5.06K	﹤0.01%	2029