Waterloo Capital’s First Trust Large Cap Value AlphaDEX Fund FTA Stock Holding History

Waterloo Capital’s Portfolio FTA Stock Details FTA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q4	–	Sell	-19,153	Closed	-$1.24M	–	378
2023 Q3	$1.24M	Buy	+19,153	New	+$1.3M	0.36%	59

Other funds holding FTA

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

KWM

Kingsview Wealth Management Grants Pass, Oregon $7.33B AUM 16.07% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Waterloo Capital's FTA Position: Q4 2023 in Review

Waterloo Capital sold out of First Trust Large Cap Value AlphaDEX Fund (FTA) in Q4 2023, closing a stake of 19,153 shares — an estimated $1.24M sold.

Waterloo Capital first reported a position in FTA in Q3 2023 and held it in 1 quarter. The position peaked at $1.24M in Q3 2023. 194 funds tracked by Wall St. Rank hold FTA as of Q4 2023.

Waterloo Capital reported no remaining First Trust Large Cap Value AlphaDEX Fund position as of Q4 2023 after selling out during the quarter.
Waterloo Capital sold 19,153 First Trust Large Cap Value AlphaDEX Fund shares in Q4 2023, an estimated $1.24M.
Waterloo Capital first reported a position in First Trust Large Cap Value AlphaDEX Fund in Q3 2023 and held it in 1 quarter.
Waterloo Capital's First Trust Large Cap Value AlphaDEX Fund position peaked at $1.24M in Q3 2023.
194 funds tracked by Wall St. Rank held First Trust Large Cap Value AlphaDEX Fund as of Q4 2023.

Based on Waterloo Capital's 13F filing for Q4 2023, filed 13 Feb 2024.