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First Trust Large Cap Value AlphaDEX Fund
FTA

153 hedge funds and large institutions have $788M invested in First Trust Large Cap Value AlphaDEX Fund in 2021 Q4 according to their latest regulatory filings, with 32 funds opening new positions, 64 increasing their positions, 35 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

433% more first-time investments, than exits

New positions opened: 32 | Existing positions closed: 6

200% more funds holding in top 10

Funds holding in top 10: 1 → 3 (+2)

83% more repeat investments, than reductions

Existing positions increased: 64 | Existing positions reduced: 35

20% more funds holding

Funds holding: 127 → 153 (+26)

18% more capital invested

Capital invested by funds: $665M → $788M (+$122M)

2.38% more ownership

Funds ownership: 64.7% → 67.08% (+2.4%)

Holders
153
Holders Change
+26
Holders Change %
+20.47%
% of All Funds
2.35%
Holding in Top 10
3
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+200%
% of All Funds
0.05%
New
32
Increased
64
Reduced
35
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
LWAC
Laurel Wealth Advisors (California)
California
+$10.9M
2
Morgan Stanley
Morgan Stanley
New York
+$8.4M
3
RJFSA
Raymond James Financial Services Advisors
Florida
+$4.97M
4
Citadel Advisors
Citadel Advisors
Florida
+$3.37M
5
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$3.12M

Top Sellers

Rank Fund Capital Flow
1
UBS Group
UBS Group
Switzerland
-$10.9M
2
HI
Harbour Investments
Wisconsin
-$2.81M
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$1.31M
4
PAG
Private Advisor Group
New Jersey
-$1.26M
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$1.22M
Name Holding Trade Value Shares
Change 		Change in
Stake
AF
76
Allworth Financial
California
$639K +$620K +9,150 New
IFG
77
Independent Financial Group
California
$629K +$119K +1,754 +24%
MA
78
Mutual Advisors
Nebraska
$605K +$13.5K +200 +2%
IWN
79
Independent Wealth Network
Iowa
$584K +$19.4K +287 +4%
Bank of New York Mellon
80
Bank of New York Mellon
New York
$576K -$108K -1,589 -16%
NFG
81
Next Financial Group
Texas
$554K +$130K +1,920 +32%
VA
82
Valmark Advisers
Ohio
$522K – – –
Koshinski Asset Management
83
Koshinski Asset Management
Illinois
$485K +$610 +9 +0.1%
US Bancorp
84
US Bancorp
Minnesota
$482K -$34.3K -507 -7%
Renaissance Technologies
85
Renaissance Technologies
New York
$475K +$461K +6,800 New
MIM
86
MTM Investment Management
South Carolina
$467K – – –
WDC
87
Woodward Diversified Capital
California
$455K +$441K +6,517 New
CAM
88
Concorde Asset Management
Michigan
$452K -$50.7K -749 -10%
1W
89
1776 Wealth
Georgia
$442K +$117K +1,726 +38%
TSWM
90
Tyler-Stone Wealth Management
Ohio
$434K +$420K +6,208 New
KCFA
91
Key Client Fiduciary Advisors
New Jersey
$398K +$386K +5,700 New
WS
92
Wedbush Securities
California
$393K – – –
TCA
93
Transcend Capital Advisors
New Jersey
$370K +$4.81K +71 +1%
ARC
94
Advisor Resource Council
Texas
$361K +$350K +5,164 New
MOS
95
MGO One Seven
Ohio
$359K -$16.9K -250 -5%
EAM
96
Empirical Asset Management
Massachusetts
$336K +$326K +4,807 New
RA
97
RFG Advisory
Alabama
$325K +$19.5K +288 +7%
PFS
98
Prospera Financial Services
Texas
$325K +$20.4K +301 +7%
BRWA
99
B. Riley Wealth Advisors
Florida
$321K +$20K +296 +7%
HFW
100
Horizon Family Wealth
Illinois
$314K +$304K +4,491 New
2 3
4
5 6

FTA Hedge Fund Activity: Q4 2021 in Review

153 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Value AlphaDEX Fund (FTA) for Q4 2021, worth a combined $788M — up 18% from $665M a quarter earlier.

Buyers outnumbered sellers: 32 funds opened new FTA positions and 6 closed out — a net gain of 26 holders — while 64 added to existing stakes and 35 trimmed.

The largest buyer was Laurel Wealth Advisors (California), opening a new position worth an estimated $10.9M. The largest seller was UBS Group, cutting an estimated $10.9M.

  • 153 institutional investors held First Trust Large Cap Value AlphaDEX Fund (FTA) as of Q4 2021, up from 127 in Q3 2021.
  • Funds reported $788M of First Trust Large Cap Value AlphaDEX Fund stock for Q4 2021, up 18% quarter-over-quarter.
  • 32 funds opened new First Trust Large Cap Value AlphaDEX Fund positions in Q4 2021 and 6 closed out, a net change of +26 holders.
  • The largest First Trust Large Cap Value AlphaDEX Fund buyer in Q4 2021 was Laurel Wealth Advisors (California), an estimated $10.9M added.
  • The largest First Trust Large Cap Value AlphaDEX Fund seller in Q4 2021 was UBS Group, an estimated $10.9M sold.

Based on aggregated 13F filings for Q4 2021.