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First Trust Large Cap Value AlphaDEX Fund

110 hedge funds and large institutions have $818M invested in First Trust Large Cap Value AlphaDEX Fund in 2018 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 59 increasing their positions, 23 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

157% more repeat investments, than reductions

Existing positions increased: 59 | Existing positions reduced: 23

18% more capital invested

Capital invested by funds: $695M → $818M (+$123M)

1.17% more ownership

Funds ownership: 71.69%72.86% (+1.2%)

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

3% less funds holding

Funds holding: 113110 (-3)

21% less first-time investments, than exits

New positions opened: 11 | Existing positions closed: 14

Holders
110
Holders Change
-3
Holders Change %
-2.65%
% of All Funds
2.51%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.07%
New
11
Increased
59
Reduced
23
Closed
14
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SF
76
Synovus Financial
Georgia
$411K -$5.41K -100 -1%
VA
77
Valmark Advisers
Ohio
$404K
TRCT
78
Tower Research Capital (TRC)
New York
$373K +$32K +592 +9%
WFG
79
Wills Financial Group
Virginia
$369K
CAN
80
Claraphi Advisory Network
United States
$364K +$1.78K +33 +0.5%
APA
81
American Portfolios Advisors
New York
$363K +$11.5K +213 +3%
BRWA
82
B. Riley Wealth Advisors
Florida
$285K +$4.38K +81 +2%
MCM
83
Mengis Capital Management
Oregon
$284K
CA
84
CapWealth Advisors
Tennessee
$284K +$16.5K +305 +6%
US Bancorp
85
US Bancorp
Minnesota
$272K -$5.95K -110 -2%
M&T Bank
86
M&T Bank
New York
$251K -$12.5K -231 -5%
Susquehanna International Group
87
Susquehanna International Group
Pennsylvania
$251K +$251K +4,636 New
Bank of New York Mellon
88
Bank of New York Mellon
New York
$246K +$245K +4,537 New
CAM
89
Concorde Asset Management
Michigan
$244K +$244K +4,507 New
JCM
90
Janney Capital Management
Pennsylvania
$227K
AA
91
AlphaMark Advisors
Kentucky
$209K -$2.7K -50 -1%
MOS
92
MGO One Seven
Ohio
$203K +$203K +3,757 New
CWA
93
Clarus Wealth Advisors
Arizona
$168K
WAP
94
Wealthcare Advisory Partners
Pennsylvania
$94K +$324 +6 +0.3%
GRP
95
Global Retirement Partners
California
$89K +$11.9K +221 +15%
Fifth Third Bancorp
96
Fifth Third Bancorp
Ohio
$82K
ASN
97
Advisory Services Network
Georgia
$73K -$973 -18 -1%
SPIA
98
Steward Partners Investment Advisory
New York
$58K +$6.76K +125 +13%
AssetMark Inc
99
AssetMark Inc
California
$53K
Carson Wealth (CWM LLC)
100
Carson Wealth (CWM LLC)
Nebraska
$38K

FTA Hedge Fund Activity: Q3 2018 in Review

110 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Value AlphaDEX Fund (FTA) for Q3 2018, worth a combined $818M — up 18% from $695M a quarter earlier.

Sellers outnumbered buyers: 14 funds closed out of FTA and 11 opened new positions — a net loss of 3 holders — while 23 trimmed existing stakes and 59 added.

The largest buyer was Total Investment Management, opening a new position worth an estimated $46.4M. The largest seller was Cornerstone Wealth Management, cutting an estimated $16.1M.

  • 110 institutional investors held First Trust Large Cap Value AlphaDEX Fund (FTA) as of Q3 2018, down from 113 in Q2 2018.
  • Funds reported $818M of First Trust Large Cap Value AlphaDEX Fund stock for Q3 2018, up 18% quarter-over-quarter.
  • 11 funds opened new First Trust Large Cap Value AlphaDEX Fund positions in Q3 2018 and 14 closed out, a net change of -3 holders.
  • The largest First Trust Large Cap Value AlphaDEX Fund buyer in Q3 2018 was Total Investment Management, an estimated $46.4M added.
  • The largest First Trust Large Cap Value AlphaDEX Fund seller in Q3 2018 was Cornerstone Wealth Management, an estimated $16.1M sold.

Based on aggregated 13F filings for Q3 2018.