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First Trust Large Cap Value AlphaDEX Fund

71 hedge funds and large institutions have $542M invested in First Trust Large Cap Value AlphaDEX Fund in 2016 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 18 increasing their positions, 37 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

1.32% less ownership

Funds ownership: 66.55%65.23% (-1.3%)

9% less funds holding

Funds holding: 7871 (-7)

12% less capital invested

Capital invested by funds: $619M → $542M (-$76.3M)

51% less repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 37

64% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 11

Holders
71
Holders Change
-7
Holders Change %
-8.97%
% of All Funds
1.89%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
4
Increased
18
Reduced
37
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
JCM
51
Janney Capital Management
Pennsylvania
$266K -$81.7K -2,183 -25%
US Bancorp
52
US Bancorp
Minnesota
$230K +$1.8K +48 +0.9%
GWM
53
Geneos Wealth Management
Colorado
$227K +$210K +5,611 New
Koshinski Asset Management
54
Koshinski Asset Management
Illinois
$225K -$10.1K -269 -5%
IWA
55
Intercontinental Wealth Advisors
Texas
$217K
DADC
56
D.A. Davidson & Co
Montana
$199K +$23.3K +623 +15%
WA
57
WFG Advisors
Texas
$180K +$29.5K +788 +22%
AIM
58
Advantage Investment Management
Iowa
$176K -$471K -12,579 -74%
Envestnet Asset Management
59
Envestnet Asset Management
Illinois
$147K +$6.66K +178 +5%
NFG
60
Next Financial Group
Texas
$118K
Northwestern Mutual Wealth Management
61
Northwestern Mutual Wealth Management
Wisconsin
$90K
WEC
62
Winslow Evans & Crocker
Massachusetts
$47.3K -$65.9K -1,761 -60%
AssetMark Inc
63
AssetMark Inc
California
$40K
Fifth Third Bancorp
64
Fifth Third Bancorp
Ohio
$34K
TFA
65
Transamerica Financial Advisors
Florida
$31K +$10.6K +284 +60%
ST
66
Smithfield Trust
Pennsylvania
$24K
Creative Planning
67
Creative Planning
Kansas
$20K
WRM
68
Westport Resources Management
Connecticut
$20K
AWM
69
Avior Wealth Management
Nebraska
$17K +$75 +2 +0.5%
BlackRock
70
BlackRock
New York
$1K
CS
71
Credit Suisse
Switzerland
-$9.09M -236,522 Closed
Citadel Advisors
72
Citadel Advisors
Florida
-$2.04M -53,112 Closed
TRCT
73
Tower Research Capital (TRC)
New York
-$1.06M -27,604 Closed
FHC
74
First Heartland Consultants
Missouri
-$646K -16,798 Closed
NPC
75
National Planning Corporation
California
-$390K -10,848 Closed

FTA Hedge Fund Activity: Q1 2016 in Review

71 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Value AlphaDEX Fund (FTA) for Q1 2016, worth a combined $542M — down 12% from $619M a quarter earlier.

Sellers outnumbered buyers: 11 funds closed out of FTA and 4 opened new positions — a net loss of 7 holders — while 37 trimmed existing stakes and 18 added.

The largest buyer was UBS Group, adding an estimated $8.85M. The largest seller was Morgan Stanley, cutting an estimated $31.1M.

  • 71 institutional investors held First Trust Large Cap Value AlphaDEX Fund (FTA) as of Q1 2016, down from 78 in Q4 2015.
  • Funds reported $542M of First Trust Large Cap Value AlphaDEX Fund stock for Q1 2016, down 12% quarter-over-quarter.
  • 4 funds opened new First Trust Large Cap Value AlphaDEX Fund positions in Q1 2016 and 11 closed out, a net change of -7 holders.
  • The largest First Trust Large Cap Value AlphaDEX Fund buyer in Q1 2016 was UBS Group, an estimated $8.85M added.
  • The largest First Trust Large Cap Value AlphaDEX Fund seller in Q1 2016 was Morgan Stanley, an estimated $31.1M sold.

Based on aggregated 13F filings for Q1 2016.