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First Trust Large Cap Value AlphaDEX Fund
FTA

60 hedge funds and large institutions have $564M invested in First Trust Large Cap Value AlphaDEX Fund in 2014 Q2 according to their latest regulatory filings, with 11 funds opening new positions, 35 increasing their positions, 8 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

338% more repeat investments, than reductions

Existing positions increased: 35 | Existing positions reduced: 8

175% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 4

23% more capital invested

Capital invested by funds: $457M → $564M (+$107M)

13% more funds holding

Funds holding: 53 → 60 (+7)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

3.89% less ownership

Funds ownership: 59.14% → 55.25% (-3.9%)

Holders
60
Holders Change
+7
Holders Change %
+13.21%
% of All Funds
1.72%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.06%
New
11
Increased
35
Reduced
8
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$35.7M
2
U
UBS
Switzerland
+$13.9M
3
Wells Fargo
Wells Fargo
California
+$7.76M
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$7.5M
5
Bank of America
Bank of America
North Carolina
+$6.54M

Top Sellers

Rank Fund Capital Flow
1
ICM
ICC Capital Management
Florida
-$5.98M
2
Goldman Sachs
Goldman Sachs
New York
-$1.32M
3
CA
Cetera Advisors
Colorado
-$942K
4
First Trust Advisors
First Trust Advisors
Illinois
-$592K
5
BIT
BlackRock Institutional Trust
California
-$456K
Name Holding Trade Value Shares
Change 		Change in
Stake
NFG
51
Next Financial Group
Texas
$59K +$58.4K +1,386 New
Envestnet Asset Management
52
Envestnet Asset Management
Illinois
$57K +$5.35K +127 +11%
WA
53
WFG Advisors
Texas
$33K +$42 +1 +0.1%
ST
54
Smithfield Trust
Pennsylvania
$26K +$25.3K +600 New
Creative Planning
55
Creative Planning
Kansas
$22K – – –
BFEC
56
Benjamin F. Edwards & Company
Missouri
$22K +$21.1K +500 New
AWM
57
Avior Wealth Management
Nebraska
$18K +$84 +2 +0.5%
PAS
58
Partnervest Advisory Services
California
$13K -$126K -3,000 -91%
BRWA
59
B. Riley Wealth Advisors
Florida
$5.22K +$5.06K +120 New
WEC
60
Winslow Evans & Crocker
Massachusetts
$3.27K +$3.16K +75 New
ICM
61
ICC Capital Management
Florida
– -$5.98M -145,000 Closed
Goldman Sachs
62
Goldman Sachs
New York
– -$1.32M -31,982 Closed
US Bancorp
63
US Bancorp
Minnesota
– -$41K -1,000 Closed
TRCT
64
Tower Research Capital (TRC)
New York
– -$5K -128 Closed
1 2
3

FTA Hedge Fund Activity: Q2 2014 in Review

60 of the 3,479 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Value AlphaDEX Fund (FTA) for Q2 2014, worth a combined $564M — up 23% from $457M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new FTA positions and 4 closed out — a net gain of 7 holders — while 35 added to existing stakes and 8 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $35.7M. The largest seller was ICC Capital Management, exiting entirely with an estimated $5.98M sold.

  • 60 institutional investors held First Trust Large Cap Value AlphaDEX Fund (FTA) as of Q2 2014, up from 53 in Q1 2014.
  • Funds reported $564M of First Trust Large Cap Value AlphaDEX Fund stock for Q2 2014, up 23% quarter-over-quarter.
  • 11 funds opened new First Trust Large Cap Value AlphaDEX Fund positions in Q2 2014 and 4 closed out, a net change of +7 holders.
  • The largest First Trust Large Cap Value AlphaDEX Fund buyer in Q2 2014 was Morgan Stanley, an estimated $35.7M added.
  • The largest First Trust Large Cap Value AlphaDEX Fund seller in Q2 2014 was ICC Capital Management, an estimated $5.98M sold.

Based on aggregated 13F filings for Q2 2014.