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First Trust Preferred Securities and Income ETF

408 hedge funds and large institutions have $4.83B invested in First Trust Preferred Securities and Income ETF in 2021 Q4 according to their latest regulatory filings, with 80 funds opening new positions, 192 increasing their positions, 94 reducing their positions, and 27 closing their positions.

New
Increased
Maintained
Reduced
Closed

196% more first-time investments, than exits

New positions opened: 80 | Existing positions closed: 27

104% more repeat investments, than reductions

Existing positions increased: 192 | Existing positions reduced: 94

12% more funds holding

Funds holding: 363408 (+45)

8% more capital invested

Capital invested by funds: $4.47B → $4.83B (+$357M)

1.73% more ownership

Funds ownership: 58.64%60.37% (+1.7%)

0% more funds holding in top 10

Funds holding in top 10: 3737 (0)

Holders
408
Holders Change
+45
Holders Change %
+12.4%
% of All Funds
6.28%
Holding in Top 10
37
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.57%
New
80
Increased
192
Reduced
94
Closed
27
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BRWM
76
B. Riley Wealth Management
Tennessee
$7.66M -$203K -9,971 -3%
QCIG
77
Quad-Cities Investment Group
Iowa
$7.62M +$450K +22,064 +6%
WFG
78
Wills Financial Group
Virginia
$7.39M +$498K +24,448 +7%
CA
79
Cetera Advisors
Colorado
$7.28M -$1.03M -50,438 -12%
MWPCG
80
Measured Wealth Private Client Group
New Hampshire
$7.28M -$58.3K -2,861 -0.8%
UB
81
UMB Bank
Missouri
$7.26M -$1.33M -65,193 -15%
Mariner
82
Mariner
Kansas
$7.22M +$7.24M +355,260 New
KWM
83
Keebeck Wealth Management
Illinois
$6.95M
Jane Street
84
Jane Street
New York
$6.94M +$6.96M +341,422 New
TW
85
Transform Wealth
Colorado
$6.82M +$442K +21,687 +7%
PFS
86
Prospera Financial Services
Texas
$6.66M +$378K +18,535 +6%
TA
87
TrueWealth Advisors
Alabama
$6.5M +$473K +23,200 +8%
NDSI
88
Newman Dignan & Sheerar Inc
Rhode Island
$6.34M -$102K -4,996 -2%
RA
89
RiverTree Advisors
Florida
$6.21M +$348K +17,098 +6%
AAS
90
Avantax Advisory Services
Texas
$6.01M +$223K +10,934 +4%
AF
91
Allworth Financial
California
$6M +$6.02M +295,280 +149,888%
JIP
92
Jaffetilchin Investment Partners
Florida
$5.84M +$1.37M +67,387 +31%
CCG
93
Cypress Capital Group
Florida
$5.82M +$95.7K +4,697 +2%
FLI
94
Family Legacy Inc
South Carolina
$5.56M +$77.2K +3,786 +1%
NWM
95
Northwest Wealth Management
Iowa
$5.47M +$547K +26,844 +11%
B
96
Barings
North Carolina
$5.47M
AIM
97
Aspen Investment Management
Michigan
$5.47M +$230K +11,301 +4%
SG Americas Securities
98
SG Americas Securities
New York
$5.46M +$5.48M +268,700 New
KC
99
Kinloch Capital
Virginia
$5.33M +$735K +36,040 +16%
IIC
100
Ironwood Investment Counsel
Arizona
$5.31M +$634K +31,092 +13%

FPE Hedge Fund Activity: Q4 2021 in Review

408 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in First Trust Preferred Securities and Income ETF (FPE) for Q4 2021, worth a combined $4.83B — up 8% from $4.47B a quarter earlier.

Buyers outnumbered sellers: 80 funds opened new FPE positions and 27 closed out — a net gain of 53 holders — while 192 added to existing stakes and 94 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $72.1M. The largest seller was Grimes & Company, exiting entirely with an estimated $122M sold.

  • 408 institutional investors held First Trust Preferred Securities and Income ETF (FPE) as of Q4 2021, up from 363 in Q3 2021.
  • Funds reported $4.83B of First Trust Preferred Securities and Income ETF stock for Q4 2021, up 8% quarter-over-quarter.
  • 80 funds opened new First Trust Preferred Securities and Income ETF positions in Q4 2021 and 27 closed out, a net change of +53 holders.
  • The largest First Trust Preferred Securities and Income ETF buyer in Q4 2021 was Morgan Stanley, an estimated $72.1M added.
  • The largest First Trust Preferred Securities and Income ETF seller in Q4 2021 was Grimes & Company, an estimated $122M sold.

Based on aggregated 13F filings for Q4 2021.