B. Riley Wealth Management’s First Trust Preferred Securities and Income ETF FPE Stock Holding History

B. Riley Wealth Management’s Portfolio FPE Stock Details FPE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q2	$4.18K	Sell	242,391 -37,798	-13%	-$683K	﹤0.01%	154
2022 Q1	$5.33M	Sell	280,189 -96,849	-26%	-$1.89M	0.41%	61
2021 Q4	$7.66M	Sell	377,038 -9,971	-3%	-$203K	0.53%	41
2021 Q3	$7.95M	Buy	387,009 +68,508	+22%	+$1.41M	0.61%	39
2021 Q2	$6.56M	Buy	318,501 +42,453	+15%	+$866K	0.73%	40
2021 Q1	$5.56M	Buy	276,048 +706	+0.3%	+$14.3K	0.65%	43
2020 Q4	$5.56M	Sell	275,342 -1,648	-0.6%	-$32.6K	0.72%	40
2020 Q3	$5.31M	Buy	+276,990	New	+$5.29M	0.63%	45
2020 Q2	–	Sell	-263,623	Closed	-$4.32M	–	466
2020 Q1	$4.32M	Sell	263,623 -91,957	-26%	-$1.76M	0.45%	61
2019 Q4	$7.14M	Buy	355,580 +61,330	+21%	+$1.22M	1.07%	19
2019 Q3	$5.81M	Buy	294,250 +23,543	+9%	+$462K	1.01%	21
2019 Q2	$5.25K	Buy	270,707 +119,682	+79%	+$2.3M	0.81%	27
2019 Q1	$2.88M	Buy	151,025 +77,520	+105%	+$1.45M	0.5%	50
2018 Q4	$1.32M	Sell	73,505 -30,500	-29%	-$566K	0.28%	84
2018 Q3	$1.99M	Buy	+104,005	New	+$2M	0.49%	45

Other funds holding FPE

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Wealth Enhancement Advisory Services Plymouth, Minnesota $59.8B AUM 29.42% 1-Year Est. Return

PNC

Park National Corp Newark, Ohio $3.57B AUM 22.83% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

B. Riley Wealth Management's FPE Position: Q2 2022 in Review

B. Riley Wealth Management reduced its First Trust Preferred Securities and Income ETF (FPE) stake by 13% in Q2 2022, selling an estimated $683K and leaving 242,391 shares worth $4.18K. The position accounts for ﹤0.01% of the portfolio, ranked #154.

B. Riley Wealth Management first reported a position in FPE in Q3 2018 and has held it in 15 quarters since. The position peaked at $7.95M in Q3 2021. 406 funds tracked by Wall St. Rank hold FPE as of Q2 2022.

B. Riley Wealth Management held 242,391 shares of First Trust Preferred Securities and Income ETF worth $4.18K as of Q2 2022.
B. Riley Wealth Management sold 37,798 First Trust Preferred Securities and Income ETF shares in Q2 2022, an estimated $683K.
First Trust Preferred Securities and Income ETF made up ﹤0.01% of B. Riley Wealth Management's portfolio in Q2 2022, its #154 holding.
B. Riley Wealth Management first reported a position in First Trust Preferred Securities and Income ETF in Q3 2018 and has held it in 15 quarters since.
B. Riley Wealth Management's First Trust Preferred Securities and Income ETF position peaked at $7.95M in Q3 2021.
406 funds tracked by Wall St. Rank held First Trust Preferred Securities and Income ETF as of Q2 2022.

Based on B. Riley Wealth Management's 13F filing for Q2 2022, filed 9 Sep 2022.