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First Trust Preferred Securities and Income ETF
FPE

Overview Fund Activity

180 hedge funds and large institutions have $1.51B invested in First Trust Preferred Securities and Income ETF in 2017 Q4 according to their latest regulatory filings, with 60 funds opening new positions, 83 increasing their positions, 21 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
180
Holders Change
+44
Holders Change %
+32.35%
% of All Funds
4.09%
Holding in Top 10
13
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+62.5%
% of All Funds
0.3%
New
60
Increased
83
Reduced
21
Closed
16
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$498M
2
HWA
2
HCR Wealth Advisors
California
$25.6M
3
FAM
3
Flaharty Asset Management
Florida
$18.5M
4
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$148M
5
QAM
5
QCI Asset Management
New York
$15.9M

Top Sellers

1
MMA
1
Miracle Mile Advisors
California
$0
2
ACM
2
Aviance Capital Management
Florida
$32.9M
3
ICOA
3
Investment Centers of America
North Dakota
$0
4
PCM
4
Price Capital Management
Louisiana
$0
5
CS
5
Credit Suisse
Switzerland
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
CS
76
Comerica Securities
Michigan
$1.46M +$363K +18,166 +33%
NWM
77
Northwest Wealth Management
Iowa
$1.45M +$877K +43,829 +154%
SAM
78
Shamrock Asset Management
Texas
$1.39M -$63.5K -3,175 -4%
Renaissance Technologies
79
Renaissance Technologies
New York
$1.37M +$1.37M +68,400 New
State of Tennessee, Department of Treasury
80
State of Tennessee, Department of Treasury
Tennessee
$1.31M +$1.31M +65,300 New
Susquehanna International Group
81
Susquehanna International Group
Pennsylvania
$1.27M -$1.62M -81,174 -56%
HPC
82
Hobart Private Capital
North Carolina
$1.15M +$1.15M +57,528 New
HFS
83
HL Financial Services
Kentucky
$1.09M +$4.04K +202 +0.4%
DC
84
Davenport & Co
Virginia
$1.04M +$210K +10,471 +25%
WCM
85
Weatherstone Capital Management
Colorado
$1.01M +$1.01M +50,561 New
SB
86
Suntrust Banks
Georgia
$1.01M +$780K +38,984 +341%
BRWA
87
B. Riley Wealth Advisors
Florida
$993K +$21.2K +1,059 +2%
SWM
88
Segment Wealth Management
Texas
$964K +$964K +48,160 New
AFNAS
89
American Financial Network Advisory Services
California
$950K +$950K +47,483 New
AAMA
90
Advanced Asset Management Advisors
Ohio
$920K +$920K +46,000 New
SPIA
91
Steward Partners Investment Advisory
New York
$917K +$138K +6,910 +18%
BAS
92
Brown Advisory Securities
Maryland
$884K +$63.8K +3,187 +8%
OC
93
Oppenheimer & Co
New York
$852K +$61.4K +3,067 +8%
RFM
94
Royal Fund Management
Florida
$837K +$837K +41,870 New
TC
95
Telemus Capital
Michigan
$831K +$30.4K +1,520 +4%
JWBC
96
J.W. Burns & Co
New York
$798K +$33K +1,650 +4%
FPGK
97
Financial Partners Group (Kansas)
Kansas
$791K +$791K +39,527 New
CCA
98
Clearwater Capital Advisors
Illinois
$752K +$101K +5,056 +16%
PAG
99
Private Advisor Group
New Jersey
$750K -$994K -49,541 -57%
JPMorgan Chase & Co
100
JPMorgan Chase & Co
New York
$747K -$103K -5,174 -12%
2 3
4
5 6