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First Trust Preferred Securities and Income ETF

408 hedge funds and large institutions have $4.83B invested in First Trust Preferred Securities and Income ETF in 2021 Q4 according to their latest regulatory filings, with 80 funds opening new positions, 192 increasing their positions, 94 reducing their positions, and 27 closing their positions.

New
Increased
Maintained
Reduced
Closed

196% more first-time investments, than exits

New positions opened: 80 | Existing positions closed: 27

104% more repeat investments, than reductions

Existing positions increased: 192 | Existing positions reduced: 94

12% more funds holding

Funds holding: 363408 (+45)

8% more capital invested

Capital invested by funds: $4.47B → $4.83B (+$357M)

1.73% more ownership

Funds ownership: 58.64%60.37% (+1.7%)

0% more funds holding in top 10

Funds holding in top 10: 3737 (0)

Holders
408
Holders Change
+45
Holders Change %
+12.4%
% of All Funds
6.28%
Holding in Top 10
37
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.57%
New
80
Increased
192
Reduced
94
Closed
27
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CFA
401
Carroll Financial Associates
North Carolina
$8K
DI
402
Disciplined Investments
Oklahoma
$6K
HCM
403
Highlander Capital Management
New Jersey
$6K
MAM
404
Meeder Asset Management
Ohio
$6K +$6.11K +300 New
CFO
405
CVA Family Office
Colorado
$5K
GFPC
406
Global Financial Private Client
Florida
$4.38K
CCA
407
Column Capital Advisors
Indiana
$4K
FMP
408
Financial Management Professionals
Texas
$2K +$2.04K +100 New
JFGIW
409
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$1K -$1.18K -58 -50%
GC
410
Grimes & Company
Massachusetts
-$122M -5,963,209 Closed
Barclays
411
Barclays
United Kingdom
-$15.6M -758,987 Closed
PFA
412
Peak Financial Advisors
Colorado
-$9.15M -445,513 Closed
BRC
413
BHF RG Capital
Arizona
-$6.37M -310,020 Closed
SAM
414
Synergy Asset Management
Washington
-$3.46M -168,337 Closed
QA
415
Quantitative Advantage
Minnesota
-$1.91M -93,020 Closed
LA
416
LexAurum Advisors
Kansas
-$1.79M -87,131 Closed
IAIM
417
International Assets Investment Management
Florida
-$1.09M -53,310 Closed
PCM
418
Price Capital Management
Louisiana
-$1.03M -50,000 Closed
Ameriprise
419
Ameriprise
Minnesota
-$708K -34,210 Closed
MP
420
McDonald Partners
Ohio
-$610K -29,703 Closed
Verition Fund Management
421
Verition Fund Management
Connecticut
-$520K -25,321 Closed
FVWA
422
Foster Victor Wealth Advisors
South Carolina
-$302K -14,716 Closed
Cerity Partners
423
Cerity Partners
New York
-$296K -14,430 Closed
GRP
424
Global Retirement Partners
California
-$278K -13,513 Closed
PFA
425
Plotkin Financial Advisors
Maryland
-$220K -10,707 Closed

FPE Hedge Fund Activity: Q4 2021 in Review

408 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in First Trust Preferred Securities and Income ETF (FPE) for Q4 2021, worth a combined $4.83B — up 8% from $4.47B a quarter earlier.

Buyers outnumbered sellers: 80 funds opened new FPE positions and 27 closed out — a net gain of 53 holders — while 192 added to existing stakes and 94 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $72.1M. The largest seller was Grimes & Company, exiting entirely with an estimated $122M sold.

  • 408 institutional investors held First Trust Preferred Securities and Income ETF (FPE) as of Q4 2021, up from 363 in Q3 2021.
  • Funds reported $4.83B of First Trust Preferred Securities and Income ETF stock for Q4 2021, up 8% quarter-over-quarter.
  • 80 funds opened new First Trust Preferred Securities and Income ETF positions in Q4 2021 and 27 closed out, a net change of +53 holders.
  • The largest First Trust Preferred Securities and Income ETF buyer in Q4 2021 was Morgan Stanley, an estimated $72.1M added.
  • The largest First Trust Preferred Securities and Income ETF seller in Q4 2021 was Grimes & Company, an estimated $122M sold.

Based on aggregated 13F filings for Q4 2021.