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First Trust Preferred Securities and Income ETF

408 hedge funds and large institutions have $4.83B invested in First Trust Preferred Securities and Income ETF in 2021 Q4 according to their latest regulatory filings, with 80 funds opening new positions, 192 increasing their positions, 94 reducing their positions, and 27 closing their positions.

New
Increased
Maintained
Reduced
Closed

196% more first-time investments, than exits

New positions opened: 80 | Existing positions closed: 27

104% more repeat investments, than reductions

Existing positions increased: 192 | Existing positions reduced: 94

12% more funds holding

Funds holding: 363408 (+45)

8% more capital invested

Capital invested by funds: $4.47B → $4.83B (+$357M)

1.73% more ownership

Funds ownership: 58.64%60.37% (+1.7%)

0% more funds holding in top 10

Funds holding in top 10: 3737 (0)

Holders
408
Holders Change
+45
Holders Change %
+12.4%
% of All Funds
6.28%
Holding in Top 10
37
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.57%
New
80
Increased
192
Reduced
94
Closed
27
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
WDA
276
Wendell David Associates
New Hampshire
$528K +$132K +6,500 +33%
ARC
277
Advisor Resource Council
Texas
$526K +$528K +25,883 New
OCM
278
Objective Capital Management
Ohio
$526K +$528K +25,900 New
BAAM
279
Baker Avenue Asset Management
California
$521K
RFWA
280
RPg Family Wealth Advisory
Massachusetts
$517K
SFG
281
Summit Financial Group
West Virginia
$508K -$4.34K -213 -0.8%
MA
282
Mezzasalma Advisors
New Jersey
$508K -$1.28K -63 -0.3%
5L
283
55I LLC
Massachusetts
$500K +$4.08K +200 +0.8%
LSA
284
Lion Street Advisors
Texas
$498K +$101K +4,931 +25%
PTP
285
Platform Technology Partners
New York
$497K
ERWM
286
Elk River Wealth Management
Colorado
$477K -$85.1K -4,175 -15%
SFP
287
Strategic Financial Partners
Oregon
$474K -$122K -5,982 -20%
JWCA
288
J.W. Cole Advisors
Florida
$449K +$450K +22,086 New
SDAM
289
Shulman DeMeo Asset Management
New York
$444K
CCP
290
Corient Capital Partners
California
$443K -$16.4K -805 -4%
MRCM
291
M&R Capital Management
New Jersey
$438K +$183 +9 +0%
GWSG
292
GPS Wealth Strategies Group
Colorado
$434K -$14.6K -715 -3%
SB
293
Strategic Blueprint
Georgia
$417K +$103K +5,034 +33%
HA
294
Hofer & Associates
California
$416K +$417K +20,483 New
DHFB
295
Dixon Hubard Feinour & Brown
Virginia
$408K +$410K +20,097 New
William Blair & Company
296
William Blair & Company
Illinois
$407K +$876 +43 +0.2%
BNP Paribas Financial Markets
297
BNP Paribas Financial Markets
France
$402K +$403K +19,772 New
MMM
298
Mendel Money Management
Illinois
$399K +$74K +3,630 +23%
RW
299
RVW Wealth
California
$388K
IA
300
IFP Advisors
Florida
$388K +$63.7K +3,123 +20%

FPE Hedge Fund Activity: Q4 2021 in Review

408 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in First Trust Preferred Securities and Income ETF (FPE) for Q4 2021, worth a combined $4.83B — up 8% from $4.47B a quarter earlier.

Buyers outnumbered sellers: 80 funds opened new FPE positions and 27 closed out — a net gain of 53 holders — while 192 added to existing stakes and 94 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $72.1M. The largest seller was Grimes & Company, exiting entirely with an estimated $122M sold.

  • 408 institutional investors held First Trust Preferred Securities and Income ETF (FPE) as of Q4 2021, up from 363 in Q3 2021.
  • Funds reported $4.83B of First Trust Preferred Securities and Income ETF stock for Q4 2021, up 8% quarter-over-quarter.
  • 80 funds opened new First Trust Preferred Securities and Income ETF positions in Q4 2021 and 27 closed out, a net change of +53 holders.
  • The largest First Trust Preferred Securities and Income ETF buyer in Q4 2021 was Morgan Stanley, an estimated $72.1M added.
  • The largest First Trust Preferred Securities and Income ETF seller in Q4 2021 was Grimes & Company, an estimated $122M sold.

Based on aggregated 13F filings for Q4 2021.