Baker Avenue Asset Management’s First Trust Preferred Securities and Income ETF FPE Stock Holding History

Baker Avenue Asset Management’s Portfolio FPE Stock Details FPE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q3	–	Sell	-25,640	Closed	-$442K	–	347
2022 Q2	$442K	Hold	25,640	–	–	0.03%	226
2022 Q1	$488K	Hold	25,640	–	–	0.02%	221
2021 Q4	$521K	Hold	25,640	–	–	0.03%	220
2021 Q3	$526K	Hold	25,640	–	–	0.03%	180
2021 Q2	$528K	Hold	25,640	–	–	0.03%	180
2021 Q1	$516K	Hold	25,640	–	–	0.03%	167
2020 Q4	$517K	Hold	25,640	–	–	0.04%	170
2020 Q3	$491K	Hold	25,640	–	–	0.04%	163
2020 Q2	$472K	Hold	25,640	–	–	0.04%	165
2020 Q1	$420K	Buy	25,640 +5,000	+24%	+$95.9K	0.05%	137
2019 Q4	$414K	Hold	20,640	–	–	0.03%	208
2019 Q3	$407K	Buy	20,640 +5,100	+33%	+$100K	0.03%	186
2019 Q2	$301K	Buy	+15,540	New	+$299K	0.02%	205

Other funds holding FPE

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Wealth Enhancement Advisory Services Plymouth, Minnesota $59.8B AUM 29.42% 1-Year Est. Return

PNC

Park National Corp Newark, Ohio $3.69B AUM 18.32% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

Baker Avenue Asset Management's FPE Position: Q3 2022 in Review

Baker Avenue Asset Management sold out of First Trust Preferred Securities and Income ETF (FPE) in Q3 2022, closing a stake of 25,640 shares — an estimated $442K sold.

Baker Avenue Asset Management first reported a position in FPE in Q2 2019 and held it in 13 quarters. The position peaked at $528K in Q2 2021. 401 funds tracked by Wall St. Rank hold FPE as of Q3 2022.

Baker Avenue Asset Management reported no remaining First Trust Preferred Securities and Income ETF position as of Q3 2022 after selling out during the quarter.
Baker Avenue Asset Management sold 25,640 First Trust Preferred Securities and Income ETF shares in Q3 2022, an estimated $442K.
Baker Avenue Asset Management first reported a position in First Trust Preferred Securities and Income ETF in Q2 2019 and held it in 13 quarters.
Baker Avenue Asset Management's First Trust Preferred Securities and Income ETF position peaked at $528K in Q2 2021.
401 funds tracked by Wall St. Rank held First Trust Preferred Securities and Income ETF as of Q3 2022.

Based on Baker Avenue Asset Management's 13F filing for Q3 2022, filed 14 Nov 2022.