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First Trust Mid Cap Core AlphaDEX Fund

137 hedge funds and large institutions have $590M invested in First Trust Mid Cap Core AlphaDEX Fund in 2021 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 58 increasing their positions, 38 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

53% more repeat investments, than reductions

Existing positions increased: 58 | Existing positions reduced: 38

0% more funds holding in top 10

Funds holding in top 10: 44 (0)

0.43% less ownership

Funds ownership: 57.78%57.35% (-0.43%)

3% less capital invested

Capital invested by funds: $605M → $590M (-$15.5M)

8% less first-time investments, than exits

New positions opened: 12 | Existing positions closed: 13

2% less funds holding

Funds holding: 140137 (-3)

Holders
137
Holders Change
-3
Holders Change %
-2.14%
% of All Funds
2.4%
Holding in Top 10
4
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.07%
New
12
Increased
58
Reduced
38
Closed
13
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SPWG
126
Sage Private Wealth Group
Illinois
$12K
CCM
127
Covington Capital Management
California
$11K
Fifth Third Bancorp
128
Fifth Third Bancorp
Ohio
$11K
Barclays
129
Barclays
United Kingdom
$11K +$3.09K +31 +40%
KA
130
Kozak & Associates
Colorado
$10K +$8.96K +90 New
WWMSC
131
Wagner Wealth Management (South Carolina)
South Carolina
$8K
AWM
132
Avior Wealth Management
Nebraska
$7K -$36.6K -368 -83%
LAS
133
Lloyd Advisory Services
Georgia
$7K
GWSG
134
GPS Wealth Strategies Group
Colorado
$6K
NFG
135
Next Financial Group
Texas
$5K +$4.58K +46 +575%
APC
136
Aspire Private Capital
North Carolina
$4K
TFA
137
Transamerica Financial Advisors
Florida
$2K
TAM
138
Tucker Asset Management
Colorado
$1.13K
BlackRock
139
BlackRock
New York
$1K
PFA
140
Pinnacle Family Advisors
Missouri
-$3.15M -31,517 Closed
Goldman Sachs
141
Goldman Sachs
New York
-$2.17M -21,705 Closed
ARC
142
Advisor Resource Council
Texas
-$1.92M -19,185 Closed
CWM
143
Cornerstone Wealth Management
Missouri
-$1.7M -16,985 Closed
GSC
144
G&S Capital
Colorado
-$1.08M -10,805 Closed
CBFP
145
Cedar Brook Financial Partners
Ohio
-$222K -2,218 Closed
EE
146
EWG Elevate
California
-$204K -2,026 Closed
CWS
147
Cypress Wealth Services
California
-$202K -2,018 Closed
ASN
148
Advisory Services Network
Georgia
-$114K -1,134 Closed
TI
149
tru Independence
Oregon
-$52K -516 Closed
Jones Financial Companies
150
Jones Financial Companies
Missouri
-$20K -199 Closed

FNX Hedge Fund Activity: Q3 2021 in Review

137 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Core AlphaDEX Fund (FNX) for Q3 2021, worth a combined $590M — down 2.6% from $605M a quarter earlier.

Sellers outnumbered buyers: 13 funds closed out of FNX and 12 opened new positions — a net loss of 1 holder — while 38 trimmed existing stakes and 58 added.

The largest buyer was Citadel Advisors, opening a new position worth an estimated $4.03M. The largest seller was Pinnacle Family Advisors, exiting entirely with an estimated $3.15M sold.

  • 137 institutional investors held First Trust Mid Cap Core AlphaDEX Fund (FNX) as of Q3 2021, down from 140 in Q2 2021.
  • Funds reported $590M of First Trust Mid Cap Core AlphaDEX Fund stock for Q3 2021, down 2.6% quarter-over-quarter.
  • 12 funds opened new First Trust Mid Cap Core AlphaDEX Fund positions in Q3 2021 and 13 closed out, a net change of -1 holder.
  • The largest First Trust Mid Cap Core AlphaDEX Fund buyer in Q3 2021 was Citadel Advisors, an estimated $4.03M added.
  • The largest First Trust Mid Cap Core AlphaDEX Fund seller in Q3 2021 was Pinnacle Family Advisors, an estimated $3.15M sold.

Based on aggregated 13F filings for Q3 2021.