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First Trust Mid Cap Core AlphaDEX Fund
FNX

140 hedge funds and large institutions have $605M invested in First Trust Mid Cap Core AlphaDEX Fund in 2021 Q2 according to their latest regulatory filings, with 25 funds opening new positions, 63 increasing their positions, 29 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

213% more first-time investments, than exits

New positions opened: 25 | Existing positions closed: 8

117% more repeat investments, than reductions

Existing positions increased: 63 | Existing positions reduced: 29

100% more funds holding in top 10

Funds holding in top 10: 2 → 4 (+2)

20% more capital invested

Capital invested by funds: $506M → $605M (+$99.5M)

13% more funds holding

Funds holding: 124 → 140 (+16)

1.38% more ownership

Funds ownership: 56.4% → 57.78% (+1.4%)

Holders
140
Holders Change
+16
Holders Change %
+12.9%
% of All Funds
2.44%
Holding in Top 10
4
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+100%
% of All Funds
0.07%
New
25
Increased
63
Reduced
29
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
GSEP
Golden State Equity Partners
California
+$9.11M
2
LPL Financial
LPL Financial
California
+$5.87M
3
RJA
Raymond James & Associates
Florida
+$4.77M
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$4.02M
5
RJFSA
Raymond James Financial Services Advisors
Florida
+$3.84M

Top Sellers

1
MIAN
Mariner Independent Advisor Network
Kansas
-$2.61M
2
FTUS
Flow Traders U.S.
New York
-$1.75M
3
CWS
Cypress Wealth Services
California
-$1.3M
4
KPWS
Kestra Private Wealth Services
Texas
-$1.3M
5
CP
Camelot Portfolios
Ohio
-$524K
Name Holding Trade Value Shares
Change 		Change in
Stake
BWA
126
BDO Wealth Advisors
Florida
$17K – – –
FHA
127
First Horizon Advisors
Tennessee
$17K – – –
SIM
128
Sonora Investment Management
Arizona
$15K -$1.86K -19 -11%
SB
129
Strategic Blueprint
Georgia
$14K +$13.4K +137 New
SPWG
130
Sage Private Wealth Group
Illinois
$13K +$98 +1 +0.8%
Fifth Third Bancorp
131
Fifth Third Bancorp
Ohio
$11K -$11.2K -114 -51%
CCM
132
Covington Capital Management
California
$11K +$11K +112 New
PGWM
133
Parisi Gray Wealth Management
New Jersey
$11K +$11.2K +114 New
Barclays
134
Barclays
United Kingdom
$8K +$7.65K +78 New
WWMSC
135
Wagner Wealth Management (South Carolina)
South Carolina
$8K +$7.95K +81 New
LAS
136
Lloyd Advisory Services
Georgia
$7K +$1.86K +19 +38%
GWSG
137
GPS Wealth Strategies Group
Colorado
$6K – – –
APC
138
Aspire Private Capital
North Carolina
$4K – – –
TFA
139
Transamerica Financial Advisors
Florida
$2K – – –
TAM
140
Tucker Asset Management
Colorado
$1.1K – – –
BlackRock
141
BlackRock
New York
$1K – – –
NFG
142
Next Financial Group
Texas
$1K – – –
FTUS
143
Flow Traders U.S.
New York
– -$1.75M -17,866 Closed
VFA
144
Voya Financial Advisors
Connecticut
– -$396K -4,238 Closed
GLA
145
Good Life Advisors
Pennsylvania
– -$232K -2,473 Closed
IAIM
146
International Assets Investment Management
Florida
– -$129K -1,549 Closed
EP
147
Eudaimonia Partners
Tennessee
– -$95K -1,014 Closed
WAP
148
Wealthcare Advisory Partners
Pennsylvania
– -$86K -915 Closed
SFS
149
Sowell Financial Services
Arkansas
– -$84K -850 Closed
AA
150
Ancora Advisors
Ohio
– -$37K -397 Closed
2 3 4 5
6

FNX Hedge Fund Activity: Q2 2021 in Review

140 of the 5,745 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Core AlphaDEX Fund (FNX) for Q2 2021, worth a combined $605M — up 20% from $506M a quarter earlier.

Buyers outnumbered sellers: 25 funds opened new FNX positions and 8 closed out — a net gain of 17 holders — while 63 added to existing stakes and 29 trimmed.

The largest buyer was Golden State Equity Partners, opening a new position worth an estimated $9.11M. The largest seller was Mariner Independent Advisor Network, cutting an estimated $2.61M.

  • 140 institutional investors held First Trust Mid Cap Core AlphaDEX Fund (FNX) as of Q2 2021, up from 124 in Q1 2021.
  • Funds reported $605M of First Trust Mid Cap Core AlphaDEX Fund stock for Q2 2021, up 20% quarter-over-quarter.
  • 25 funds opened new First Trust Mid Cap Core AlphaDEX Fund positions in Q2 2021 and 8 closed out, a net change of +17 holders.
  • The largest First Trust Mid Cap Core AlphaDEX Fund buyer in Q2 2021 was Golden State Equity Partners, an estimated $9.11M added.
  • The largest First Trust Mid Cap Core AlphaDEX Fund seller in Q2 2021 was Mariner Independent Advisor Network, an estimated $2.61M sold.

Based on aggregated 13F filings for Q2 2021.