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First Trust Mid Cap Core AlphaDEX Fund
FNX

127 hedge funds and large institutions have $462M invested in First Trust Mid Cap Core AlphaDEX Fund in 2019 Q4 according to their latest regulatory filings, with 25 funds opening new positions, 38 increasing their positions, 43 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

317% more first-time investments, than exits

New positions opened: 25 | Existing positions closed: 6

17% more funds holding

Funds holding: 109 → 127 (+18)

11% more capital invested

Capital invested by funds: $417M → $462M (+$44.6M)

2.19% more ownership

Funds ownership: 49.4% → 51.59% (+2.2%)

12% less repeat investments, than reductions

Existing positions increased: 38 | Existing positions reduced: 43

Holders
127
Holders Change
+18
Holders Change %
+16.51%
% of All Funds
2.5%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
25
Increased
38
Reduced
43
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
Wells Fargo
California
+$4.97M
2
RJA
Raymond James & Associates
Florida
+$3.57M
3
Truist Financial
Truist Financial
North Carolina
+$2.69M
4
Morgan Stanley
Morgan Stanley
New York
+$1.85M
5
AI
Atria Investments
North Carolina
+$1.08M

Top Sellers

1
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$2.78M
2
UBS Group
UBS Group
Switzerland
-$2.17M
3
Bank of America
Bank of America
North Carolina
-$1.97M
4
DADC
D.A. Davidson & Co
Montana
-$1.53M
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$1.37M
Name Holding Trade Value Shares
Change 		Change in
Stake
TFA
126
Transamerica Financial Advisors
Florida
$2K – – –
LS
127
Leelyn Smith
Illinois
$201 +$193K +2,767 New
VF
128
Virtu Financial
New York
– -$1.06M -15,660 Closed
NWM
129
Northwest Wealth Management
Iowa
– -$311K -4,600 Closed
CWM
130
Cornerstone Wealth Management
Missouri
– -$227K -3,364 Closed
FGAM
131
Financial Gravity Asset Management
Texas
– -$4K -58 Closed
CIAS
132
Capital Investment Advisory Services
North Carolina
– -$2K -35 Closed
2 3 4 5
6

FNX Hedge Fund Activity: Q4 2019 in Review

127 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Core AlphaDEX Fund (FNX) for Q4 2019, worth a combined $462M — up 11% from $417M a quarter earlier.

Buyers outnumbered sellers: 25 funds opened new FNX positions and 6 closed out — a net gain of 19 holders — while 38 added to existing stakes and 43 trimmed.

The largest buyer was Wells Fargo, adding an estimated $4.97M. The largest seller was Royal Bank of Canada, cutting an estimated $2.78M.

  • 127 institutional investors held First Trust Mid Cap Core AlphaDEX Fund (FNX) as of Q4 2019, up from 109 in Q3 2019.
  • Funds reported $462M of First Trust Mid Cap Core AlphaDEX Fund stock for Q4 2019, up 11% quarter-over-quarter.
  • 25 funds opened new First Trust Mid Cap Core AlphaDEX Fund positions in Q4 2019 and 6 closed out, a net change of +19 holders.
  • The largest First Trust Mid Cap Core AlphaDEX Fund buyer in Q4 2019 was Wells Fargo, an estimated $4.97M added.
  • The largest First Trust Mid Cap Core AlphaDEX Fund seller in Q4 2019 was Royal Bank of Canada, an estimated $2.78M sold.

Based on aggregated 13F filings for Q4 2019.