We are live on ! Find out more
FNX icon

First Trust Mid Cap Core AlphaDEX Fund
FNX

158 hedge funds and large institutions have $637M invested in First Trust Mid Cap Core AlphaDEX Fund in 2023 Q3 according to their latest regulatory filings, with 22 funds opening new positions, 61 increasing their positions, 46 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more funds holding in top 10

Funds holding in top 10: 2 → 3 (+1)

38% more first-time investments, than exits

New positions opened: 22 | Existing positions closed: 16

33% more repeat investments, than reductions

Existing positions increased: 61 | Existing positions reduced: 46

3.19% more ownership

Funds ownership: 60.35% → 63.54% (+3.2%)

2% more funds holding

Funds holding: 155 → 158 (+3)

1% less capital invested

Capital invested by funds: $643M → $637M (-$5.66M)

Holders
158
Holders Change
+3
Holders Change %
+1.94%
% of All Funds
2.51%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.05%
New
22
Increased
61
Reduced
46
Closed
16
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Wells Fargo
Wells Fargo
California
+$8.75M
2
GSEP
Golden State Equity Partners
California
+$7.35M
3
KAS
Kestra Advisory Services
Texas
+$7.24M
4
DADC
D.A. Davidson & Co
Montana
+$4.62M
5
Baird Financial Group
Baird Financial Group
Wisconsin
+$3.25M

Top Sellers

Rank Fund Capital Flow
1
RJFSA
Raymond James Financial Services Advisors
Florida
-$6.66M
2
BRWA
B. Riley Wealth Advisors
Florida
-$4.46M
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$3.82M
4
RJA
Raymond James & Associates
Florida
-$3.75M
5
Osaic Holdings
Osaic Holdings
Arizona
-$3.39M
Name Holding Trade Value Shares
Change 		Change in
Stake
RA
101
RFG Advisory
Alabama
$326K -$172K -1,777 -33%
KAS
102
KPP Advisory Services
Kentucky
$322K +$337K +3,493 New
CS
103
Comerica Securities
Michigan
$309K -$2.51K -26 -0.8%
PNC Financial Services Group
104
PNC Financial Services Group
Pennsylvania
$309K +$676 +7 +0.2%
RG
105
Rathbones Group
United Kingdom
$296K +$7.34K +76 +2%
IFG
106
Independent Financial Group
California
$291K -$3.28K -34 -1%
WHG
107
Westwood Holdings Group
Texas
$268K -$91.2K -944 -24%
NWMG
108
National Wealth Management Group
Ohio
$268K -$6.47K -67 -2%
BBPWM
109
Blue Bell Private Wealth Management
Pennsylvania
$267K – – –
AAS
110
Ameritas Advisory Services
Nebraska
$262K +$46.1K +477 +20%
FFA
111
Farther Finance Advisors
California
$257K -$43.6K -452 -14%
TC
112
TownSquare Capital
Utah
$249K +$262K +2,708 New
RJT
113
Raymond James Trust
Florida
$234K – – –
ASN
114
Advisory Services Network
Georgia
$224K – – –
FWP
115
FAS Wealth Partners
Kansas
$224K – – –
AF
116
Allworth Financial
California
$221K +$97 +1 +0%
PTC
117
Private Trust Company
Ohio
$219K +$1.25K +13 +0.5%
WS
118
Wedbush Securities
California
$219K +$2.22K +23 +1%
BAM
119
Belpointe Asset Management
Nevada
$214K +$224K +2,320 New
BMCM
120
Burns Matteson Capital Management
New York
$211K +$221K +2,292 New
HPC
121
HM Payson & Co
Maine
$209K -$48.3K -500 -18%
CBFP
122
Cedar Brook Financial Partners
Ohio
$209K +$386 +4 +0.2%
MCM
123
MAI Capital Management
Ohio
$205K – – –
IA
124
IFP Advisors
Florida
$192K -$628K -6,503 -76%
JP Morgan Chase
125
JP Morgan Chase
New York
$166K +$104K +1,077 +148%
3 4
5
6 7

FNX Hedge Fund Activity: Q3 2023 in Review

158 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Core AlphaDEX Fund (FNX) for Q3 2023, worth a combined $637M — down 0.88% from $643M a quarter earlier.

Buyers outnumbered sellers: 22 funds opened new FNX positions and 16 closed out — a net gain of 6 holders — while 61 added to existing stakes and 46 trimmed.

The largest buyer was Wells Fargo, adding an estimated $8.75M. The largest seller was Raymond James Financial Services Advisors, cutting an estimated $6.66M.

  • 158 institutional investors held First Trust Mid Cap Core AlphaDEX Fund (FNX) as of Q3 2023, up from 155 in Q2 2023.
  • Funds reported $637M of First Trust Mid Cap Core AlphaDEX Fund stock for Q3 2023, down 0.88% quarter-over-quarter.
  • 22 funds opened new First Trust Mid Cap Core AlphaDEX Fund positions in Q3 2023 and 16 closed out, a net change of +6 holders.
  • The largest First Trust Mid Cap Core AlphaDEX Fund buyer in Q3 2023 was Wells Fargo, an estimated $8.75M added.
  • The largest First Trust Mid Cap Core AlphaDEX Fund seller in Q3 2023 was Raymond James Financial Services Advisors, an estimated $6.66M sold.

Based on aggregated 13F filings for Q3 2023.