First Trust Mid Cap Core AlphaDEX Fund
94 hedge funds and large institutions have $298M invested in First Trust Mid Cap Core AlphaDEX Fund in 2020 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 21 increasing their positions, 45 reducing their positions, and 14 closing their positions.
0.41% more ownership
Funds ownership: 50.02% → 50.43% (+0.41%)
0% less capital invested
Capital invested by funds: $299M → $298M (-$614K)
5% less funds holding
Funds holding: 99 → 94 (-5)
36% less first-time investments, than exits
New positions opened: 9 | Existing positions closed: 14
53% less repeat investments, than reductions
Existing positions increased: 21 | Existing positions reduced: 45
100% less call options, than puts
Call options by funds: $0 | Put options by funds: $1.04M
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Goldman Sachs
New York
|
+$2.1M |
| 2 |
LPL Financial
San Diego,
California
|
+$1.98M |
| 3 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
+$1.6M |
| 4 |
Citadel Advisors
Miami,
Florida
|
+$1.04M |
| 5 |
Janney Montgomery Scott
Philadelphia,
Pennsylvania
|
+$705K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
RJA
Raymond James & Associates
St Petersburg,
Florida
|
-$14.1M |
| 2 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
-$4.51M |
| 3 |
Morgan Stanley
New York
|
-$3.87M |
| 4 |
Wells Fargo
San Francisco,
California
|
-$3.29M |
| 5 |
RJFSA
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
-$1.87M |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
101
MML Investors Services
Springfield,
Massachusetts
| – | -$250K | -4,004 | Closed |
|
|
SF
102
Synovus Financial
Columbus,
Georgia
| – | -$147K | -2,365 | Closed |
|
|
CFG
103
Citizens Financial Group
Providence,
Rhode Island
| – | -$57K | -910 | Closed |
|
|
SFPG
104
Stonebridge Financial Planning Group
Orlando,
Florida
| – | -$19K | -300 | Closed |
|
|
AF
105
Allworth Financial
Folsom,
California
| – | -$15K | -233 | Closed |
|
|
LWM
106
Liberty Wealth Management
Oakland,
California
| – | -$11K | -175 | Closed |
|
|
KWM
107
Keebeck Wealth Management
Chicago,
Illinois
| – | -$7K | -125 | Closed |
|
|
CA
108
Clearstead Advisors
Cleveland,
Ohio
| – | -$5K | -86 | Closed |
|
|
BEI
109
Benjamin Edwards Inc
Clayton,
Missouri
| – | -$1K | -17 | Closed |
|
FNX Hedge Fund Activity: Q3 2020 in Review
94 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Core AlphaDEX Fund (FNX) for Q3 2020, worth a combined $298M — down 0.21% from $299M a quarter earlier.
Sellers outnumbered buyers: 14 funds closed out of FNX and 9 opened new positions — a net loss of 5 holders — while 45 trimmed existing stakes and 21 added.
The largest buyer was Goldman Sachs, opening a new position worth an estimated $2.1M. The largest seller was Raymond James & Associates, cutting an estimated $14.1M.
- 94 institutional investors held First Trust Mid Cap Core AlphaDEX Fund (FNX) as of Q3 2020, down from 99 in Q2 2020.
- Funds reported $298M of First Trust Mid Cap Core AlphaDEX Fund stock for Q3 2020, down 0.21% quarter-over-quarter.
- 9 funds opened new First Trust Mid Cap Core AlphaDEX Fund positions in Q3 2020 and 14 closed out, a net change of -5 holders.
- The largest First Trust Mid Cap Core AlphaDEX Fund buyer in Q3 2020 was Goldman Sachs, an estimated $2.1M added.
- The largest First Trust Mid Cap Core AlphaDEX Fund seller in Q3 2020 was Raymond James & Associates, an estimated $14.1M sold.
Based on aggregated 13F filings for Q3 2020.