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First Trust Mid Cap Core AlphaDEX Fund

137 hedge funds and large institutions have $590M invested in First Trust Mid Cap Core AlphaDEX Fund in 2021 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 58 increasing their positions, 38 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

53% more repeat investments, than reductions

Existing positions increased: 58 | Existing positions reduced: 38

0% more funds holding in top 10

Funds holding in top 10: 44 (0)

0.43% less ownership

Funds ownership: 57.78%57.35% (-0.43%)

3% less capital invested

Capital invested by funds: $605M → $590M (-$15.5M)

8% less first-time investments, than exits

New positions opened: 12 | Existing positions closed: 13

2% less funds holding

Funds holding: 140137 (-3)

Holders
137
Holders Change
-3
Holders Change %
-2.14%
% of All Funds
2.4%
Holding in Top 10
4
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.07%
New
12
Increased
58
Reduced
38
Closed
13
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SIAP
51
Sterling Investment Advisors (Pennsylvania)
Pennsylvania
$1.4M
JP Morgan Chase
52
JP Morgan Chase
New York
$1.33M +$737K +7,401 +120%
OC
53
Oppenheimer & Co
New York
$1.31M +$66.5K +668 +5%
CAM
54
Cozad Asset Management
Illinois
$1.22M +$62.2K +625 +5%
PSF
55
Pacific Sun Financial
California
$1.19M +$1.21M +12,159 New
Susquehanna International Group
56
Susquehanna International Group
Pennsylvania
$1.07M +$1.09M +10,996 New
CFGS
57
Concourse Financial Group Securities
Alabama
$944K +$135K +1,360 +16%
TCWA
58
Ten Capital Wealth Advisors
Washington
$909K -$3.58K -36 -0.4%
SI
59
Stephens Inc
Arkansas
$888K -$49.4K -496 -5%
CP
60
Camelot Portfolios
Ohio
$843K -$73.3K -736 -8%
EH
61
Equitable Holdings
New York
$749K +$26.3K +264 +4%
First Trust Advisors
62
First Trust Advisors
Illinois
$732K +$8.66K +87 +1%
SPIA
63
Steward Partners Investment Advisory
New York
$725K +$70.6K +709 +11%
SEP
64
Southland Equity Partners
Missouri
$715K -$10.5K -105 -1%
SWM
65
Spire Wealth Management
Virginia
$701K +$304K +3,051 +74%
OIA
66
OneDigital Investment Advisors
Kansas
$621K +$2.49K +25 +0.4%
GRP
67
Global Retirement Partners
California
$618K -$198K -1,992 -24%
CA
68
Cetera Advisors
Colorado
$618K +$114K +1,145 +22%
IWN
69
Independent Wealth Network
Iowa
$578K +$541K +5,430 New
MP
70
McDonald Partners
Ohio
$545K +$87.8K +882 +19%
TRCT
71
Tower Research Capital (TRC)
New York
$505K +$26.8K +269 +5%
PNC Financial Services Group
72
PNC Financial Services Group
Pennsylvania
$484K +$1.29K +13 +0.3%
IF
73
Intrua Financial
Texas
$463K +$100 +1 +0%
IWM
74
IHT Wealth Management
Illinois
$461K +$41.1K +413 +10%
CCM
75
Condor Capital Management
New Jersey
$447K -$1.39K -14 -0.3%

FNX Hedge Fund Activity: Q3 2021 in Review

137 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Core AlphaDEX Fund (FNX) for Q3 2021, worth a combined $590M — down 2.6% from $605M a quarter earlier.

Sellers outnumbered buyers: 13 funds closed out of FNX and 12 opened new positions — a net loss of 1 holder — while 38 trimmed existing stakes and 58 added.

The largest buyer was Citadel Advisors, opening a new position worth an estimated $4.03M. The largest seller was Pinnacle Family Advisors, exiting entirely with an estimated $3.15M sold.

  • 137 institutional investors held First Trust Mid Cap Core AlphaDEX Fund (FNX) as of Q3 2021, down from 140 in Q2 2021.
  • Funds reported $590M of First Trust Mid Cap Core AlphaDEX Fund stock for Q3 2021, down 2.6% quarter-over-quarter.
  • 12 funds opened new First Trust Mid Cap Core AlphaDEX Fund positions in Q3 2021 and 13 closed out, a net change of -1 holder.
  • The largest First Trust Mid Cap Core AlphaDEX Fund buyer in Q3 2021 was Citadel Advisors, an estimated $4.03M added.
  • The largest First Trust Mid Cap Core AlphaDEX Fund seller in Q3 2021 was Pinnacle Family Advisors, an estimated $3.15M sold.

Based on aggregated 13F filings for Q3 2021.