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First Trust Mid Cap Core AlphaDEX Fund
FNX

158 hedge funds and large institutions have $637M invested in First Trust Mid Cap Core AlphaDEX Fund in 2023 Q3 according to their latest regulatory filings, with 22 funds opening new positions, 61 increasing their positions, 46 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more funds holding in top 10

Funds holding in top 10: 2 → 3 (+1)

38% more first-time investments, than exits

New positions opened: 22 | Existing positions closed: 16

33% more repeat investments, than reductions

Existing positions increased: 61 | Existing positions reduced: 46

3.19% more ownership

Funds ownership: 60.35% → 63.54% (+3.2%)

2% more funds holding

Funds holding: 155 → 158 (+3)

1% less capital invested

Capital invested by funds: $643M → $637M (-$5.66M)

Holders
158
Holders Change
+3
Holders Change %
+1.94%
% of All Funds
2.51%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.05%
New
22
Increased
61
Reduced
46
Closed
16
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Wells Fargo
Wells Fargo
California
+$8.75M
2
GSEP
Golden State Equity Partners
California
+$7.35M
3
KAS
Kestra Advisory Services
Texas
+$7.24M
4
DADC
D.A. Davidson & Co
Montana
+$4.62M
5
Baird Financial Group
Baird Financial Group
Wisconsin
+$3.25M

Top Sellers

Rank Fund Capital Flow
1
RJFSA
Raymond James Financial Services Advisors
Florida
-$6.66M
2
BRWA
B. Riley Wealth Advisors
Florida
-$4.46M
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$3.82M
4
RJA
Raymond James & Associates
Florida
-$3.75M
5
Osaic Holdings
Osaic Holdings
Arizona
-$3.39M
Name Holding Trade Value Shares
Change 		Change in
Stake
Janney Montgomery Scott
26
Janney Montgomery Scott
Pennsylvania
$4.19M +$17.8K +184 +0.4%
LI
27
LVZ Inc
Michigan
$4.14M +$33K +342 +0.8%
Commonwealth Equity Services
28
Commonwealth Equity Services
Massachusetts
$3.99M -$1.05M -10,910 -20%
PSCM
29
Per Stirling Capital Management
Texas
$3.57M +$263K +2,724 +8%
SCA
30
Snowden Capital Advisors
New York
$3.45M -$1.07M -11,095 -23%
IWM
31
IHT Wealth Management
Illinois
$3.2M +$763K +7,898 +29%
AI
32
Atria Investments
North Carolina
$3.01M +$817K +8,462 +35%
FHC
33
First Heartland Consultants
Missouri
$2.66M +$158K +1,638 +6%
DWA
34
Dorsey Wright & Associates
California
$2.65M +$2.77M +28,735 New
PAG
35
Private Advisor Group
New Jersey
$2.43M +$123K +1,278 +5%
SWP
36
Stratos Wealth Partners
Ohio
$2.42M +$50.2K +520 +2%
PFS
37
Prospera Financial Services
Texas
$2.4M -$388K -4,015 -13%
CA
38
Cetera Advisors
Colorado
$2.27M +$179K +1,854 +8%
CAN
39
Cetera Advisor Networks
California
$2.22M +$1.07M +11,094 +86%
AAS
40
Avantax Advisory Services
Texas
$1.93M -$1.45M -14,972 -42%
WWM
41
Western Wealth Management
Colorado
$1.93M +$12.1K +125 +0.6%
Comerica Bank
42
Comerica Bank
Texas
$1.81M +$1.9M +19,681 New
CAS
43
Coppell Advisory Solutions
Texas
$1.79M +$1.95M +20,152 +8,503%
AWM
44
Apollon Wealth Management
South Carolina
$1.67M +$454K +4,700 +35%
CFG
45
Citizens Financial Group
Rhode Island
$1.66M +$1.25K +13 +0.1%
PNC
46
Park National Corp
Ohio
$1.66M -$108K -1,120 -6%
BFC
47
Bedel Financial Consulting
Indiana
$1.56M – – –
DFA
48
DHJJ Financial Advisors
Illinois
$1.54M -$12.3K -127 -0.8%
PWM
49
Perigon Wealth Management
California
$1.52M +$11.6K +120 +0.7%
IWC
50
Integrated Wealth Concepts
Massachusetts
$1.47M -$37.5K -388 -2%
1
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3 4 5

FNX Hedge Fund Activity: Q3 2023 in Review

158 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Core AlphaDEX Fund (FNX) for Q3 2023, worth a combined $637M — down 0.88% from $643M a quarter earlier.

Buyers outnumbered sellers: 22 funds opened new FNX positions and 16 closed out — a net gain of 6 holders — while 61 added to existing stakes and 46 trimmed.

The largest buyer was Wells Fargo, adding an estimated $8.75M. The largest seller was Raymond James Financial Services Advisors, cutting an estimated $6.66M.

  • 158 institutional investors held First Trust Mid Cap Core AlphaDEX Fund (FNX) as of Q3 2023, up from 155 in Q2 2023.
  • Funds reported $637M of First Trust Mid Cap Core AlphaDEX Fund stock for Q3 2023, down 0.88% quarter-over-quarter.
  • 22 funds opened new First Trust Mid Cap Core AlphaDEX Fund positions in Q3 2023 and 16 closed out, a net change of +6 holders.
  • The largest First Trust Mid Cap Core AlphaDEX Fund buyer in Q3 2023 was Wells Fargo, an estimated $8.75M added.
  • The largest First Trust Mid Cap Core AlphaDEX Fund seller in Q3 2023 was Raymond James Financial Services Advisors, an estimated $6.66M sold.

Based on aggregated 13F filings for Q3 2023.