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First Trust Mid Cap Core AlphaDEX Fund

137 hedge funds and large institutions have $590M invested in First Trust Mid Cap Core AlphaDEX Fund in 2021 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 58 increasing their positions, 38 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

53% more repeat investments, than reductions

Existing positions increased: 58 | Existing positions reduced: 38

0% more funds holding in top 10

Funds holding in top 10: 44 (0)

0.43% less ownership

Funds ownership: 57.78%57.35% (-0.43%)

3% less capital invested

Capital invested by funds: $605M → $590M (-$15.5M)

8% less first-time investments, than exits

New positions opened: 12 | Existing positions closed: 13

2% less funds holding

Funds holding: 140137 (-3)

Holders
137
Holders Change
-3
Holders Change %
-2.14%
% of All Funds
2.4%
Holding in Top 10
4
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.07%
New
12
Increased
58
Reduced
38
Closed
13
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CPIG
26
Chicago Partners Investment Group
Illinois
$3.63M +$46.8K +470 +1%
HWM
27
Holloway Wealth Management
Florida
$3.62M
Cambridge Investment Research Advisors
28
Cambridge Investment Research Advisors
Iowa
$3.33M +$469K +4,707 +16%
LI
29
LVZ Inc
Michigan
$3.33M -$46.5K -467 -1%
TCWM
30
Total Clarity Wealth Management
Illinois
$3.27M +$116K +1,164 +4%
LA
31
LexAurum Advisors
Kansas
$3.15M +$199 +2 +0%
PNC
32
Park National Corp
Ohio
$2.86M +$66.9K +672 +2%
PFS
33
Prospera Financial Services
Texas
$2.8M +$8.46K +85 +0.3%
DWA
34
Dorsey Wright & Associates
California
$2.79M -$23.3K -234 -0.8%
Truist Financial
35
Truist Financial
North Carolina
$2.52M +$816K +8,195 +46%
SWP
36
Stratos Wealth Partners
Ohio
$2.33M -$1.08M -10,801 -31%
AI
37
Atria Investments
North Carolina
$2.31M +$49.1K +493 +2%
KPWS
38
Kestra Private Wealth Services
Texas
$2.02M +$7.17K +72 +0.3%
HighTower Advisors
39
HighTower Advisors
Illinois
$1.95M -$1.2K -12 -0.1%
AAS
40
Avantax Advisory Services
Texas
$1.92M +$127K +1,280 +7%
BFEC
41
Benjamin F. Edwards & Company
Missouri
$1.89M -$547K -5,492 -22%
SPC
42
Sigma Planning Corp
Michigan
$1.89M -$1.31M -13,157 -41%
BFC
43
Bedel Financial Consulting
Indiana
$1.76M
DFA
44
DHJJ Financial Advisors
Illinois
$1.65M -$14.5K -146 -0.9%
HIS
45
Harvest Investment Services
Illinois
$1.63M -$656K -6,584 -28%
PWM
46
Perigon Wealth Management
California
$1.6M +$1.63M +16,384 New
Northwestern Mutual Wealth Management
47
Northwestern Mutual Wealth Management
Wisconsin
$1.55M +$73K +733 +5%
DADC
48
D.A. Davidson & Co
Montana
$1.54M +$125K +1,253 +9%
IA
49
IFP Advisors
Florida
$1.49M +$418K +4,200 +38%
CAN
50
Cetera Advisor Networks
California
$1.42M -$1.9M -19,058 -57%

FNX Hedge Fund Activity: Q3 2021 in Review

137 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Core AlphaDEX Fund (FNX) for Q3 2021, worth a combined $590M — down 2.6% from $605M a quarter earlier.

Sellers outnumbered buyers: 13 funds closed out of FNX and 12 opened new positions — a net loss of 1 holder — while 38 trimmed existing stakes and 58 added.

The largest buyer was Citadel Advisors, opening a new position worth an estimated $4.03M. The largest seller was Pinnacle Family Advisors, exiting entirely with an estimated $3.15M sold.

  • 137 institutional investors held First Trust Mid Cap Core AlphaDEX Fund (FNX) as of Q3 2021, down from 140 in Q2 2021.
  • Funds reported $590M of First Trust Mid Cap Core AlphaDEX Fund stock for Q3 2021, down 2.6% quarter-over-quarter.
  • 12 funds opened new First Trust Mid Cap Core AlphaDEX Fund positions in Q3 2021 and 13 closed out, a net change of -1 holder.
  • The largest First Trust Mid Cap Core AlphaDEX Fund buyer in Q3 2021 was Citadel Advisors, an estimated $4.03M added.
  • The largest First Trust Mid Cap Core AlphaDEX Fund seller in Q3 2021 was Pinnacle Family Advisors, an estimated $3.15M sold.

Based on aggregated 13F filings for Q3 2021.