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First Trust Mid Cap Core AlphaDEX Fund
FNX

140 hedge funds and large institutions have $605M invested in First Trust Mid Cap Core AlphaDEX Fund in 2021 Q2 according to their latest regulatory filings, with 25 funds opening new positions, 63 increasing their positions, 29 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

213% more first-time investments, than exits

New positions opened: 25 | Existing positions closed: 8

117% more repeat investments, than reductions

Existing positions increased: 63 | Existing positions reduced: 29

100% more funds holding in top 10

Funds holding in top 10: 2 → 4 (+2)

20% more capital invested

Capital invested by funds: $506M → $605M (+$99.5M)

13% more funds holding

Funds holding: 124 → 140 (+16)

1.38% more ownership

Funds ownership: 56.4% → 57.78% (+1.4%)

Holders
140
Holders Change
+16
Holders Change %
+12.9%
% of All Funds
2.44%
Holding in Top 10
4
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+100%
% of All Funds
0.07%
New
25
Increased
63
Reduced
29
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
GSEP
Golden State Equity Partners
California
+$9.11M
2
LPL Financial
LPL Financial
California
+$5.87M
3
RJA
Raymond James & Associates
Florida
+$4.77M
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$4.02M
5
RJFSA
Raymond James Financial Services Advisors
Florida
+$3.84M

Top Sellers

1
MIAN
Mariner Independent Advisor Network
Kansas
-$2.61M
2
FTUS
Flow Traders U.S.
New York
-$1.75M
3
CWS
Cypress Wealth Services
California
-$1.3M
4
KPWS
Kestra Private Wealth Services
Texas
-$1.3M
5
CP
Camelot Portfolios
Ohio
-$524K
Name Holding Trade Value Shares
Change 		Change in
Stake
SWP
26
Stratos Wealth Partners
Ohio
$3.47M +$561K +5,719 +20%
LI
27
LVZ Inc
Michigan
$3.46M +$64.5K +657 +2%
CAN
28
Cetera Advisor Networks
California
$3.37M +$1.47M +15,008 +81%
CPIG
29
Chicago Partners Investment Group
Illinois
$3.31M +$45.7K +466 +1%
SPC
30
Sigma Planning Corp
Michigan
$3.25M +$1.68M +17,104 +111%
TCWM
31
Total Clarity Wealth Management
Illinois
$3.24M +$2.09M +21,283 +193%
LA
32
LexAurum Advisors
Kansas
$3.23M +$3.17M +32,270 New
PFA
33
Pinnacle Family Advisors
Missouri
$3.15M +$784K +7,992 +34%
Cambridge Investment Research Advisors
34
Cambridge Investment Research Advisors
Iowa
$2.94M +$151K +1,544 +6%
DWA
35
Dorsey Wright & Associates
California
$2.88M +$374K +3,809 +15%
PNC
36
Park National Corp
Ohio
$2.86M +$263K +2,683 +10%
PFS
37
Prospera Financial Services
Texas
$2.86M -$27K -275 -1%
BFEC
38
Benjamin F. Edwards & Company
Missouri
$2.49M +$13.1K +133 +0.5%
HIS
39
Harvest Investment Services
Illinois
$2.33M -$42.6K -434 -2%
AI
40
Atria Investments
North Carolina
$2.32M +$57.3K +584 +3%
Goldman Sachs
41
Goldman Sachs
New York
$2.17M +$2.13M +21,705 New
KPWS
42
Kestra Private Wealth Services
Texas
$2.06M -$1.3M -13,200 -39%
HighTower Advisors
43
HighTower Advisors
Illinois
$2M -$240K -2,449 -11%
ARC
44
Advisor Resource Council
Texas
$1.92M +$1.88M +19,185 New
AAS
45
Avantax Advisory Services
Texas
$1.85M +$1.8M +18,335 New
BFC
46
Bedel Financial Consulting
Indiana
$1.81M – – –
Truist Financial
47
Truist Financial
North Carolina
$1.76M +$537K +5,468 +45%
DFA
48
DHJJ Financial Advisors
Illinois
$1.7M -$26.5K -270 -2%
CWM
49
Cornerstone Wealth Management
Missouri
$1.7M +$219K +2,232 +15%
WWM
50
Western Wealth Management
Colorado
$1.6M +$1.04M +10,617 +202%
1
2
3 4 5

FNX Hedge Fund Activity: Q2 2021 in Review

140 of the 5,745 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Core AlphaDEX Fund (FNX) for Q2 2021, worth a combined $605M — up 20% from $506M a quarter earlier.

Buyers outnumbered sellers: 25 funds opened new FNX positions and 8 closed out — a net gain of 17 holders — while 63 added to existing stakes and 29 trimmed.

The largest buyer was Golden State Equity Partners, opening a new position worth an estimated $9.11M. The largest seller was Mariner Independent Advisor Network, cutting an estimated $2.61M.

  • 140 institutional investors held First Trust Mid Cap Core AlphaDEX Fund (FNX) as of Q2 2021, up from 124 in Q1 2021.
  • Funds reported $605M of First Trust Mid Cap Core AlphaDEX Fund stock for Q2 2021, up 20% quarter-over-quarter.
  • 25 funds opened new First Trust Mid Cap Core AlphaDEX Fund positions in Q2 2021 and 8 closed out, a net change of +17 holders.
  • The largest First Trust Mid Cap Core AlphaDEX Fund buyer in Q2 2021 was Golden State Equity Partners, an estimated $9.11M added.
  • The largest First Trust Mid Cap Core AlphaDEX Fund seller in Q2 2021 was Mariner Independent Advisor Network, an estimated $2.61M sold.

Based on aggregated 13F filings for Q2 2021.