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First Trust Mid Cap Core AlphaDEX Fund

124 hedge funds and large institutions have $506M invested in First Trust Mid Cap Core AlphaDEX Fund in 2021 Q1 according to their latest regulatory filings, with 23 funds opening new positions, 43 increasing their positions, 42 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

156% more first-time investments, than exits

New positions opened: 23 | Existing positions closed: 9

31% more capital invested

Capital invested by funds: $387M → $506M (+$119M)

12% more funds holding

Funds holding: 111124 (+13)

3.24% more ownership

Funds ownership: 53.16%56.4% (+3.2%)

2% more repeat investments, than reductions

Existing positions increased: 43 | Existing positions reduced: 42

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

Holders
124
Holders Change
+13
Holders Change %
+11.71%
% of All Funds
2.18%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
23
Increased
43
Reduced
42
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LI
26
LVZ Inc
Michigan
$3.18M -$316K -3,478 -9%
KPWS
27
Kestra Private Wealth Services
Texas
$3.17M +$2.53M +27,878 +471%
SWP
28
Stratos Wealth Partners
Ohio
$2.72M +$1.11M +12,186 +73%
PFS
29
Prospera Financial Services
Texas
$2.7M +$220K +2,425 +9%
Cambridge Investment Research Advisors
30
Cambridge Investment Research Advisors
Iowa
$2.61M -$163K -1,800 -6%
PNC
31
Park National Corp
Ohio
$2.43M -$233K -2,563 -9%
BFEC
32
Benjamin F. Edwards & Company
Missouri
$2.32M +$1.85M +20,399 +472%
HIS
33
Harvest Investment Services
Illinois
$2.22M +$2.15M +23,683 New
PFA
34
Pinnacle Family Advisors
Missouri
$2.21M +$2.13M +23,525 New
AI
35
Atria Investments
North Carolina
$2.12M +$436K +4,806 +27%
HighTower Advisors
36
HighTower Advisors
Illinois
$2.1M +$477K +5,263 +31%
CAN
37
Cetera Advisor Networks
California
$1.75M +$91.2K +1,005 +6%
BFC
38
Bedel Financial Consulting
Indiana
$1.69M -$20.3K -224 -1%
FTUS
39
Flow Traders U.S.
New York
$1.68M +$863K +9,513 +114%
DFA
40
DHJJ Financial Advisors
Illinois
$1.62M -$22.4K -247 -1%
SPC
41
Sigma Planning Corp
Michigan
$1.44M +$1.39M +15,358 New
CWS
42
Cypress Wealth Services
California
$1.43M -$40K -441 -3%
CWM
43
Cornerstone Wealth Management
Missouri
$1.38M +$1.34M +14,753 New
CP
44
Camelot Portfolios
Ohio
$1.38M -$113K -1,243 -8%
SIAP
45
Sterling Investment Advisors (Pennsylvania)
Pennsylvania
$1.35M -$44.5K -490 -3%
OC
46
Oppenheimer & Co
New York
$1.24M +$212K +2,340 +22%
DADC
47
D.A. Davidson & Co
Montana
$1.2M -$56.3K -620 -5%
Northwestern Mutual Wealth Management
48
Northwestern Mutual Wealth Management
Wisconsin
$1.15M +$259K +2,851 +30%
Truist Financial
49
Truist Financial
North Carolina
$1.14M +$714K +7,867 +183%
CAM
50
Cozad Asset Management
Illinois
$1.11M -$14.1K -155 -1%

FNX Hedge Fund Activity: Q1 2021 in Review

124 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Core AlphaDEX Fund (FNX) for Q1 2021, worth a combined $506M — up 31% from $387M a quarter earlier.

Buyers outnumbered sellers: 23 funds opened new FNX positions and 9 closed out — a net gain of 14 holders — while 43 added to existing stakes and 42 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $18.6M. The largest seller was Ameriprise, exiting entirely with an estimated $5.85M sold.

  • 124 institutional investors held First Trust Mid Cap Core AlphaDEX Fund (FNX) as of Q1 2021, up from 111 in Q4 2020.
  • Funds reported $506M of First Trust Mid Cap Core AlphaDEX Fund stock for Q1 2021, up 31% quarter-over-quarter.
  • 23 funds opened new First Trust Mid Cap Core AlphaDEX Fund positions in Q1 2021 and 9 closed out, a net change of +14 holders.
  • The largest First Trust Mid Cap Core AlphaDEX Fund buyer in Q1 2021 was Morgan Stanley, an estimated $18.6M added.
  • The largest First Trust Mid Cap Core AlphaDEX Fund seller in Q1 2021 was Ameriprise, an estimated $5.85M sold.

Based on aggregated 13F filings for Q1 2021.