We are live on ! Find out more
FNX icon

First Trust Mid Cap Core AlphaDEX Fund
FNX

111 hedge funds and large institutions have $387M invested in First Trust Mid Cap Core AlphaDEX Fund in 2020 Q4 according to their latest regulatory filings, with 23 funds opening new positions, 29 increasing their positions, 39 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

475% more first-time investments, than exits

New positions opened: 23 | Existing positions closed: 4

30% more capital invested

Capital invested by funds: $298M → $387M (+$88.8M)

18% more funds holding

Funds holding: 94 → 111 (+17)

2.73% more ownership

Funds ownership: 50.43% → 53.16% (+2.7%)

26% less repeat investments, than reductions

Existing positions increased: 29 | Existing positions reduced: 39

Holders
111
Holders Change
+17
Holders Change %
+18.09%
% of All Funds
1.96%
Holding in Top 10
2
Holding in Top 10 Change
+2
Holding in Top 10 Change %
% of All Funds
0.04%
New
23
Increased
29
Reduced
39
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BRWA
B. Riley Wealth Advisors
Florida
+$8.71M
2
LPL Financial
LPL Financial
California
+$3.08M
3
PFS
Prospera Financial Services
Texas
+$2M
4
Cetera Investment Advisers
Cetera Investment Advisers
Illinois
+$1.52M
5
KAS
Kestra Advisory Services
Texas
+$1.31M

Top Sellers

1
Citadel Advisors
Citadel Advisors
Florida
-$2.65M
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$2.65M
3
Morgan Stanley
Morgan Stanley
New York
-$1.38M
4
WS
Wedbush Securities
California
-$1.38M
5
Ameriprise
Ameriprise
Minnesota
-$1.15M
Name Holding Trade Value Shares
Change 		Change in
Stake
Cambridge Investment Research Advisors
26
Cambridge Investment Research Advisors
Iowa
$2.46M -$194K -2,569 -8%
PNC
27
Park National Corp
Ohio
$2.37M -$475K -6,272 -18%
PFS
28
Prospera Financial Services
Texas
$2.19M +$2M +26,400 New
Susquehanna International Group
29
Susquehanna International Group
Pennsylvania
$1.74M -$2.65M -35,062 -63%
BFC
30
Bedel Financial Consulting
Indiana
$1.52M – – –
AI
31
Atria Investments
North Carolina
$1.48M -$9.76K -129 -0.7%
CAN
32
Cetera Advisor Networks
California
$1.46M +$106K +1,398 +9%
DFA
33
DHJJ Financial Advisors
Illinois
$1.45M +$1.32M +17,506 New
HighTower Advisors
34
HighTower Advisors
Illinois
$1.43M +$291K +3,844 +29%
SWP
35
Stratos Wealth Partners
Ohio
$1.39M +$72.4K +957 +6%
CP
36
Camelot Portfolios
Ohio
$1.32M -$195K -2,573 -14%
CWS
37
Cypress Wealth Services
California
$1.3M +$1.19M +15,669 New
SIAP
38
Sterling Investment Advisors (Pennsylvania)
Pennsylvania
$1.24M -$673K -8,900 -37%
DADC
39
D.A. Davidson & Co
Montana
$1.11M +$76 +1 +0%
CAM
40
Cozad Asset Management
Illinois
$1M -$9.38K -124 -1%
TCWA
41
Ten Capital Wealth Advisors
Washington
$974K -$363K -4,803 -29%
OC
42
Oppenheimer & Co
New York
$900K -$129K -1,704 -14%
SI
43
Stephens Inc
Arkansas
$851K -$4.99K -66 -0.6%
Northwestern Mutual Wealth Management
44
Northwestern Mutual Wealth Management
Wisconsin
$783K +$103K +1,361 +17%
TRCT
45
Tower Research Capital (TRC)
New York
$732K -$715K -9,453 -52%
First Trust Advisors
46
First Trust Advisors
Illinois
$722K – – –
FTUS
47
Flow Traders U.S.
New York
$694K +$632K +8,353 New
Envestnet Asset Management
48
Envestnet Asset Management
Illinois
$677K -$41.8K -552 -6%
SEP
49
Southland Equity Partners
Missouri
$658K +$600K +7,927 New
CCM
50
Condor Capital Management
New Jersey
$625K -$1.14K -15 -0.2%
1
2
3 4 5

FNX Hedge Fund Activity: Q4 2020 in Review

111 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Core AlphaDEX Fund (FNX) for Q4 2020, worth a combined $387M — up 30% from $298M a quarter earlier.

Buyers outnumbered sellers: 23 funds opened new FNX positions and 4 closed out — a net gain of 19 holders — while 29 added to existing stakes and 39 trimmed.

The largest buyer was B. Riley Wealth Advisors, opening a new position worth an estimated $8.71M. The largest seller was Citadel Advisors, cutting an estimated $2.65M.

  • 111 institutional investors held First Trust Mid Cap Core AlphaDEX Fund (FNX) as of Q4 2020, up from 94 in Q3 2020.
  • Funds reported $387M of First Trust Mid Cap Core AlphaDEX Fund stock for Q4 2020, up 30% quarter-over-quarter.
  • 23 funds opened new First Trust Mid Cap Core AlphaDEX Fund positions in Q4 2020 and 4 closed out, a net change of +19 holders.
  • The largest First Trust Mid Cap Core AlphaDEX Fund buyer in Q4 2020 was B. Riley Wealth Advisors, an estimated $8.71M added.
  • The largest First Trust Mid Cap Core AlphaDEX Fund seller in Q4 2020 was Citadel Advisors, an estimated $2.65M sold.

Based on aggregated 13F filings for Q4 2020.