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FLC

Flaherty & Crumrine Total Return Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Creative Planning
26
Creative Planning
Kansas
$18K +$18.7K +982 New
MFS
27
MSI Financial Services
Massachusetts
$13K
Fifth Third Bancorp
28
Fifth Third Bancorp
Ohio
$7K
FMP
29
Financial Management Professionals
Texas
$6K +$2.86K +150 +100%
WCM
30
Windsor Capital Management
Arizona
$5K +$5.72K +300 New
NL
31
NWAM LLC
Washington
-$6.63M -340,000 Closed
Citigroup
32
Citigroup
New York
-$14K -739 Closed
TRCT
33
Tower Research Capital (TRC)
New York
-$6K -300 Closed