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First Trust Japan AlphaDEX Fund

48 hedge funds and large institutions have $108M invested in First Trust Japan AlphaDEX Fund in 2018 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 25 increasing their positions, 10 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 10

60% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 5

4% more funds holding

Funds holding: 4648 (+2)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

1.47% less ownership

Funds ownership: 70.37%68.9% (-1.5%)

13% less capital invested

Capital invested by funds: $124M → $108M (-$16M)

Holders
48
Holders Change
+2
Holders Change %
+4.35%
% of All Funds
1.07%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
8
Increased
25
Reduced
10
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
26
Bank of America
North Carolina
$450K +$11.4K +218 +2%
IA
27
IFP Advisors
Florida
$401K +$29.7K +571 +7%
AG
28
Advisor Group
Arizona
$381K -$306K -5,872 -43%
CAN
29
Cetera Advisor Networks
California
$370K +$94K +1,805 +31%
CFGS
30
Concourse Financial Group Securities
Alabama
$354K +$262K +5,024 +214%
SG
31
StoneX Group
New York
$334K +$6.25K +120 +2%
Wells Fargo
32
Wells Fargo
California
$309K -$15.9K -306 -5%
IWM
33
IHT Wealth Management
Illinois
$258K +$279K +5,363 New
Cambridge Investment Research Advisors
34
Cambridge Investment Research Advisors
Iowa
$248K +$55.5K +1,065 +26%
Citigroup
35
Citigroup
New York
$221K +$12.6K +242 +6%
AIC
36
Ameritas Investment Company
Nebraska
$212K +$230K +4,413 New
BFEC
37
Benjamin F. Edwards & Company
Missouri
$109K +$9.06K +174 +8%
PNC Financial Services Group
38
PNC Financial Services Group
Pennsylvania
$62K +$521 +10 +0.8%
CWA
39
Clarus Wealth Advisors
Arizona
$55K
MOS
40
MGO One Seven
Ohio
$25K +$28K +538 New
NFG
41
Next Financial Group
Texas
$21K +$23.1K +443 New
QCIG
42
Quad-Cities Investment Group
Iowa
$16K
AA
43
AlphaMark Advisors
Kentucky
$14K
RFWA
44
RPg Family Wealth Advisory
Massachusetts
$12.6K +$13.6K +262 New
Fifth Third Bancorp
45
Fifth Third Bancorp
Ohio
$12K
FGC
46
Financial Gravity Companies
Texas
$5K +$4.79K +92 New
CIAS
47
Capital Investment Advisory Services
North Carolina
$1K +$1.61K +31 New
SS
48
Simplicity Solutions
Minnesota
-$705K -12,242 Closed
OMC
49
Old Mission Capital
Illinois
-$225K -3,909 Closed
Cetera Investment Advisers
50
Cetera Investment Advisers
Illinois
-$210K -3,662 Closed

FJP Hedge Fund Activity: Q4 2018 in Review

48 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in First Trust Japan AlphaDEX Fund (FJP) for Q4 2018, worth a combined $108M — down 13% from $124M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new FJP positions and 5 closed out — a net gain of 3 holders — while 25 added to existing stakes and 10 trimmed.

The largest buyer was Citadel Advisors, adding an estimated $5.97M. The largest seller was Morgan Stanley, cutting an estimated $9.45M.

  • 48 institutional investors held First Trust Japan AlphaDEX Fund (FJP) as of Q4 2018, up from 46 in Q3 2018.
  • Funds reported $108M of First Trust Japan AlphaDEX Fund stock for Q4 2018, down 13% quarter-over-quarter.
  • 8 funds opened new First Trust Japan AlphaDEX Fund positions in Q4 2018 and 5 closed out, a net change of +3 holders.
  • The largest First Trust Japan AlphaDEX Fund buyer in Q4 2018 was Citadel Advisors, an estimated $5.97M added.
  • The largest First Trust Japan AlphaDEX Fund seller in Q4 2018 was Morgan Stanley, an estimated $9.45M sold.

Based on aggregated 13F filings for Q4 2018.