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First Trust Japan AlphaDEX Fund

18 hedge funds and large institutions have $24.1M invested in First Trust Japan AlphaDEX Fund in 2014 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 5 increasing their positions, 9 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% less funds holding

Funds holding: 2418 (-6)

29.69% less ownership

Funds ownership: 90.48%60.79% (-30%)

44% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 9

75% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 8

79% less capital invested

Capital invested by funds: $115M → $24.1M (-$90.6M)

Holders
18
Holders Change
-6
Holders Change %
-25%
% of All Funds
0.52%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
5
Reduced
9
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GSC
26
Ground Swell Capital
South Carolina
-$2K -40 Closed

FJP Hedge Fund Activity: Q3 2014 in Review

18 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in First Trust Japan AlphaDEX Fund (FJP) for Q3 2014, worth a combined $24.1M — down 79% from $115M a quarter earlier.

Sellers outnumbered buyers: 8 funds closed out of FJP and 2 opened new positions — a net loss of 6 holders — while 9 trimmed existing stakes and 5 added.

The largest buyer was Royal Bank of Canada, adding an estimated $1.11M. The largest seller was F-Squared Investment Management, exiting entirely with an estimated $86.3M sold.

  • 18 institutional investors held First Trust Japan AlphaDEX Fund (FJP) as of Q3 2014, down from 24 in Q2 2014.
  • Funds reported $24.1M of First Trust Japan AlphaDEX Fund stock for Q3 2014, down 79% quarter-over-quarter.
  • 2 funds opened new First Trust Japan AlphaDEX Fund positions in Q3 2014 and 8 closed out, a net change of -6 holders.
  • The largest First Trust Japan AlphaDEX Fund buyer in Q3 2014 was Royal Bank of Canada, an estimated $1.11M added.
  • The largest First Trust Japan AlphaDEX Fund seller in Q3 2014 was F-Squared Investment Management, an estimated $86.3M sold.

Based on aggregated 13F filings for Q3 2014.