Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
51 hedge funds and large institutions have $285M invested in Invesco Dorsey Wright SmallCap Momentum ETF in 2014 Q2 according to their latest regulatory filings, with 2 funds opening new positions, 15 increasing their positions, 30 reducing their positions, and 12 closing their positions.
0% more funds holding in top 10
Funds holding in top 10: 1 → 1 (0)
0.92% less ownership
Funds ownership: 56.55% → 55.63% (-0.92%)
16% less funds holding
Funds holding: 61 → 51 (-10)
26% less capital invested
Capital invested by funds: $385M → $285M (-$100M)
50% less repeat investments, than reductions
Existing positions increased: 15 | Existing positions reduced: 30
83% less first-time investments, than exits
New positions opened: 2 | Existing positions closed: 12
99% less call options, than puts
Call options by funds: $4K | Put options by funds: $525K
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
SG Americas Securities
New York
|
+$6.51M |
| 2 |
OC
Oppenheimer & Co
New York
|
+$1.55M |
| 3 |
Carson Wealth (CWM LLC)
Omaha,
Nebraska
|
+$1.28M |
| 4 |
B
Baird
Milwaukee,
Wisconsin
|
+$1.05M |
| 5 |
HF
Hoxton Financial
Shepherdstown,
West Virginia
|
+$963K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Morgan Stanley
New York
|
-$41.7M |
| 2 |
LPL Financial
San Diego,
California
|
-$16M |
| 3 |
Wells Fargo
San Francisco,
California
|
-$10.3M |
| 4 |
U
UBS
Zurich,
Switzerland
|
-$8.71M |
| 5 |
Bank of America
Charlotte,
North Carolina
|
-$7.27M |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
BRWM
51
B. Riley Wealth Management
Memphis,
Tennessee
| $2K | – | – | – |
|
|
FAAS
52
First Allied Advisory Services
San Diego,
California
| – | -$713K | -18,107 | Closed |
|
|
CA
53
Cetera Advisors
Denver,
Colorado
| – | -$690K | -17,570 | Closed |
|
|
PI
54
Placemark Investments
Chicago,
Illinois
| – | -$576K | -14,663 | Closed |
|
55
Citadel Advisors
Miami,
Florida
| – | -$277K | -7,059 | Closed |
|
|
CWM
56
Concert Wealth Management
San Jose,
California
| – | -$256K | -6,656 | Closed |
|
|
VKH
57
Virtu KCG Holdings
New York
| – | -$244K | -6,224 | Closed |
|
58
PNC Financial Services Group
Pittsburgh,
Pennsylvania
| – | -$30K | -780 | Closed |
|
59
Bank of Montreal
Toronto,
Ontario, Canada
| – | -$30K | -772 | Closed |
|
|
LFG
60
LifePlan Financial Group
Dayton,
Ohio
| – | -$22K | -555 | Closed |
|
|
TRCT
61
Tower Research Capital (TRC)
New York
| – | -$12K | -309 | Closed |
|
62
Creative Planning
Overland Park,
Kansas
| – | -$12K | -300 | Closed |
|
|
TF
63
Trutina Financial
Bellevue,
Washington
| – | -$4K | -100 | Closed |
|
DWAS Hedge Fund Activity: Q2 2014 in Review
51 of the 3,479 institutional investors tracked by Wall St. Rank reported a position in Invesco Dorsey Wright SmallCap Momentum ETF (DWAS) for Q2 2014, worth a combined $285M — down 26% from $385M a quarter earlier.
Sellers outnumbered buyers: 12 funds closed out of DWAS and 2 opened new positions — a net loss of 10 holders — while 30 trimmed existing stakes and 15 added.
The largest buyer was SG Americas Securities, opening a new position worth an estimated $6.51M. The largest seller was Morgan Stanley, cutting an estimated $41.7M.
- 51 institutional investors held Invesco Dorsey Wright SmallCap Momentum ETF (DWAS) as of Q2 2014, down from 61 in Q1 2014.
- Funds reported $285M of Invesco Dorsey Wright SmallCap Momentum ETF stock for Q2 2014, down 26% quarter-over-quarter.
- 2 funds opened new Invesco Dorsey Wright SmallCap Momentum ETF positions in Q2 2014 and 12 closed out, a net change of -10 holders.
- The largest Invesco Dorsey Wright SmallCap Momentum ETF buyer in Q2 2014 was SG Americas Securities, an estimated $6.51M added.
- The largest Invesco Dorsey Wright SmallCap Momentum ETF seller in Q2 2014 was Morgan Stanley, an estimated $41.7M sold.
Based on aggregated 13F filings for Q2 2014.