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UBS’s Invesco Dorsey Wright SmallCap Momentum ETF DWAS Stock Holding History

UBS’s Portfolio DWAS Stock Details DWAS Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$16.1M Sell
447,732
-58,775
-12% -$2.21M 0.01% 1102
2014
Q2 		$19.9M Sell
506,507
-235,310
-32% -$8.71M 0.02% 892
2014
Q1 		$29.1M Buy
741,817
+216,312
+41% +$8.53M 0.03% 615
2013
Q4 		$20.9M Buy
525,505
+194,137
+59% +$7.36M 0.02% 782
2013
Q3 		$12.2M Buy
331,368
+226,804
+217% +$8.04M 0.01% 981
2013
Q2 		$3.41M Buy
+104,564
New +$3.33M ﹤0.01% 1982

Other funds holding DWAS

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
HF
Hoxton Financial Shepherdstown, West Virginia $194M AUM 6.21% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
SG Americas Securities
SG Americas Securities New York $92.9B AUM 36.98% 1-Year Est. Return
WF
WealthTrust Fairport Cleveland, Ohio $1.06B AUM 3.47% 1-Year Est. Return
KFS
KMS Financial Services Seattle, Washington $713M AUM 14.21% 1-Year Est. Return

UBS's DWAS Position: Q3 2014 in Review

UBS reduced its Invesco Dorsey Wright SmallCap Momentum ETF (DWAS) stake by 12% in Q3 2014, selling an estimated $2.21M and leaving 447,732 shares worth $16.1M. The position accounts for 0.01% of the portfolio, ranked #1102.

UBS first reported a position in DWAS in Q2 2013 and has held it in 6 quarters since. The position peaked at $29.1M in Q1 2014. 49 funds tracked by Wall St. Rank hold DWAS as of Q3 2014.

  • UBS held 447,732 shares of Invesco Dorsey Wright SmallCap Momentum ETF worth $16.1M as of Q3 2014.
  • UBS sold 58,775 Invesco Dorsey Wright SmallCap Momentum ETF shares in Q3 2014, an estimated $2.21M.
  • Invesco Dorsey Wright SmallCap Momentum ETF made up 0.01% of UBS's portfolio in Q3 2014, its #1102 holding.
  • UBS first reported a position in Invesco Dorsey Wright SmallCap Momentum ETF in Q2 2013 and has held it in 6 quarters since.
  • UBS's Invesco Dorsey Wright SmallCap Momentum ETF position peaked at $29.1M in Q1 2014.
  • 49 funds tracked by Wall St. Rank held Invesco Dorsey Wright SmallCap Momentum ETF as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.