First Allied Advisory Services’s Invesco Dorsey Wright SmallCap Momentum ETF DWAS Stock Holding History

First Allied Advisory Services’s Portfolio DWAS Stock Details DWAS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-14,827	Closed	-$615K	–	1067
2015 Q2	$615K	Sell	14,827 -291	-2%	-$12K	0.03%	547
2015 Q1	$630K	Buy	+15,118	New	+$600K	0.04%	491
2014 Q2	–	Sell	-18,107	Closed	-$713K	–	1030
2014 Q1	$713K	Buy	18,107 +3,439	+23%	+$136K	0.05%	398
2013 Q4	$584K	Buy	14,668 +5,687	+63%	+$215K	0.05%	445
2013 Q3	$332K	Buy	+8,981	New	+$318K	0.02%	686

Other funds holding DWAS

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Hoxton Financial Shepherdstown, West Virginia $194M AUM 6.21% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

WealthTrust Fairport Cleveland, Ohio $1.06B AUM 3.47% 1-Year Est. Return

First Allied Advisory Services's DWAS Position: Q3 2015 in Review

First Allied Advisory Services sold out of Invesco Dorsey Wright SmallCap Momentum ETF (DWAS) in Q3 2015, closing a stake of 14,827 shares — an estimated $615K sold.

First Allied Advisory Services first reported a position in DWAS in Q3 2013 and held it in 5 quarters. The position peaked at $713K in Q1 2014. 56 funds tracked by Wall St. Rank hold DWAS as of Q3 2015.

First Allied Advisory Services reported no remaining Invesco Dorsey Wright SmallCap Momentum ETF position as of Q3 2015 after selling out during the quarter.
First Allied Advisory Services sold 14,827 Invesco Dorsey Wright SmallCap Momentum ETF shares in Q3 2015, an estimated $615K.
First Allied Advisory Services first reported a position in Invesco Dorsey Wright SmallCap Momentum ETF in Q3 2013 and held it in 5 quarters.
First Allied Advisory Services's Invesco Dorsey Wright SmallCap Momentum ETF position peaked at $713K in Q1 2014.
56 funds tracked by Wall St. Rank held Invesco Dorsey Wright SmallCap Momentum ETF as of Q3 2015.

Based on First Allied Advisory Services's 13F filing for Q3 2015, filed 12 Nov 2015.