B. Riley Wealth Management’s Invesco Dorsey Wright SmallCap Momentum ETF DWAS Stock Holding History

B. Riley Wealth Management’s Portfolio DWAS Stock Details DWAS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-27	Closed	-$1K	–	292
2015 Q2	$1K	Sell	27 -28	-51%	-$1.16K	﹤0.01%	978
2015 Q1	$2K	Hold	55	–	–	﹤0.01%	962
2014 Q4	$2K	Hold	55	–	–	﹤0.01%	938
2014 Q3	$1K	Hold	55	–	–	﹤0.01%	1029
2014 Q2	$2K	Hold	55	–	–	﹤0.01%	1029
2014 Q1	$2K	Buy	+55	New	+$2.17K	﹤0.01%	999

Other funds holding DWAS

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Hoxton Financial Shepherdstown, West Virginia $194M AUM 6.21% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

WealthTrust Fairport Cleveland, Ohio $1.06B AUM 3.47% 1-Year Est. Return

B. Riley Wealth Management's DWAS Position: Q3 2015 in Review

B. Riley Wealth Management sold out of Invesco Dorsey Wright SmallCap Momentum ETF (DWAS) in Q3 2015, closing a stake of 27 shares — an estimated $1K sold.

B. Riley Wealth Management first reported a position in DWAS in Q1 2014 and held it in 6 quarters. The position peaked at $2K in Q1 2015. 56 funds tracked by Wall St. Rank hold DWAS as of Q3 2015.

B. Riley Wealth Management reported no remaining Invesco Dorsey Wright SmallCap Momentum ETF position as of Q3 2015 after selling out during the quarter.
B. Riley Wealth Management sold 27 Invesco Dorsey Wright SmallCap Momentum ETF shares in Q3 2015, an estimated $1K.
B. Riley Wealth Management first reported a position in Invesco Dorsey Wright SmallCap Momentum ETF in Q1 2014 and held it in 6 quarters.
B. Riley Wealth Management's Invesco Dorsey Wright SmallCap Momentum ETF position peaked at $2K in Q1 2015.
56 funds tracked by Wall St. Rank held Invesco Dorsey Wright SmallCap Momentum ETF as of Q3 2015.

Based on B. Riley Wealth Management's 13F filing for Q3 2015, filed 13 Oct 2015.