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Invesco Dorsey Wright SmallCap Momentum ETF

51 hedge funds and large institutions have $285M invested in Invesco Dorsey Wright SmallCap Momentum ETF in 2014 Q2 according to their latest regulatory filings, with 2 funds opening new positions, 15 increasing their positions, 30 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0.92% less ownership

Funds ownership: 56.55%55.63% (-0.92%)

16% less funds holding

Funds holding: 6151 (-10)

26% less capital invested

Capital invested by funds: $385M → $285M (-$100M)

50% less repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 30

83% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 12

99% less call options, than puts

Call options by funds: $4K | Put options by funds: $525K

Holders
51
Holders Change
-10
Holders Change %
-16.39%
% of All Funds
1.47%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
2
Increased
15
Reduced
30
Closed
12
Calls
$4K
Puts
$525K
Net Calls
-$521K
Net Calls Change
-$521K
Name Holding Trade Value Shares
Change
Change in
Stake
Stifel Financial
26
Stifel Financial
Missouri
$1.2M -$3.69M -99,840 -76%
Commonwealth Equity Services
27
Commonwealth Equity Services
Massachusetts
$1.2M -$2.29M -61,766 -67%
NPC
28
National Planning Corporation
California
$1.19M +$50K +1,350 +5%
Ameriprise
29
Ameriprise
Minnesota
$1.17M -$395K -10,663 -26%
Susquehanna International Group
30
Susquehanna International Group
Pennsylvania
$1.12M -$1.02M -27,560 -49%
Jane Street
31
Jane Street
New York
$1.06M -$140K -3,772 -12%
GLA
32
Great Lakes Advisors
Illinois
$1.03M -$21.6K -584 -2%
SAG
33
Sterne Agee Group
Alabama
$867K -$7.7K -208 -0.9%
PTC
34
Private Trust Company
Ohio
$846K -$23.6K -638 -3%
HFS
35
HL Financial Services
Kentucky
$741K -$58.6K -1,583 -8%
ICAS
36
Investors Capital Advisory Services
Massachusetts
$627K -$22.2K -600 -4%
LTFS
37
Ladenburg Thalmann Financial Services
Florida
$496K -$3.11M -84,087 -87%
JP Morgan Chase
38
JP Morgan Chase
New York
$494K -$602K -16,279 -56%
DADC
39
D.A. Davidson & Co
Montana
$462K +$38.9K +1,050 +10%
SI
40
Stephens Inc
Arkansas
$458K -$37.9K -1,025 -8%
William Blair & Company
41
William Blair & Company
Illinois
$330K
NES
42
New England Securities
New York
$244K -$925 -25 -0.4%
SHA
43
Smith Hayes Advisers
Nebraska
$221K -$4.81K -130 -2%
Citigroup
44
Citigroup
New York
$133K +$11.7K +315 +10%
Deutsche Bank
45
Deutsche Bank
Germany
$100K -$526K -14,207 -85%
BFEC
46
Benjamin F. Edwards & Company
Missouri
$88K -$1.35M -36,558 -94%
BRWA
47
B. Riley Wealth Advisors
Florida
$66.7K +$63K +1,702 New
WRM
48
Westport Resources Management
Connecticut
$43K
US Bancorp
49
US Bancorp
Minnesota
$38K +$31.3K +847 +756%
WA
50
WFG Advisors
Texas
$35K +$7.33K +198 +28%

DWAS Hedge Fund Activity: Q2 2014 in Review

51 of the 3,479 institutional investors tracked by Wall St. Rank reported a position in Invesco Dorsey Wright SmallCap Momentum ETF (DWAS) for Q2 2014, worth a combined $285M — down 26% from $385M a quarter earlier.

Sellers outnumbered buyers: 12 funds closed out of DWAS and 2 opened new positions — a net loss of 10 holders — while 30 trimmed existing stakes and 15 added.

The largest buyer was SG Americas Securities, opening a new position worth an estimated $6.51M. The largest seller was Morgan Stanley, cutting an estimated $41.7M.

  • 51 institutional investors held Invesco Dorsey Wright SmallCap Momentum ETF (DWAS) as of Q2 2014, down from 61 in Q1 2014.
  • Funds reported $285M of Invesco Dorsey Wright SmallCap Momentum ETF stock for Q2 2014, down 26% quarter-over-quarter.
  • 2 funds opened new Invesco Dorsey Wright SmallCap Momentum ETF positions in Q2 2014 and 12 closed out, a net change of -10 holders.
  • The largest Invesco Dorsey Wright SmallCap Momentum ETF buyer in Q2 2014 was SG Americas Securities, an estimated $6.51M added.
  • The largest Invesco Dorsey Wright SmallCap Momentum ETF seller in Q2 2014 was Morgan Stanley, an estimated $41.7M sold.

Based on aggregated 13F filings for Q2 2014.