B. Riley Wealth Advisors’s Invesco Dorsey Wright SmallCap Momentum ETF DWAS Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-2,448	Closed	-$96	–	928
2014 Q4	$96	Buy	+2,448	New	+$96	﹤0.01%	1769
2014 Q3	–	Sell	-1,702	Closed	-$66.7K	–	956
2014 Q2	$66.7K	Buy	+1,702	New	+$66.7K	0.02%	896