Ladenburg Thalmann Financial Services’s Invesco Dorsey Wright SmallCap Momentum ETF DWAS Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio DWAS Stock Details DWAS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$267K	Buy	4,690 +105	+2%	+$5.54K	﹤0.01%	2288
2019 Q3	$229K	Buy	4,585 +50	+1%	+$2.67K	﹤0.01%	2362
2019 Q2	$245K	Sell	4,535 -562	-11%	-$28.9K	﹤0.01%	2323
2019 Q1	$257K	Buy	5,097 +1,067	+26%	+$52.1K	﹤0.01%	2207
2018 Q4	$176K	Sell	4,030 -240	-6%	-$11.7K	﹤0.01%	2329
2018 Q3	$246K	Buy	4,270 +271	+7%	+$15.4K	﹤0.01%	2148
2018 Q2	$198K	Hold	3,999	–	–	﹤0.01%	2238
2018 Q1	$198K	Sell	3,999 -5,406	-57%	-$272K	﹤0.01%	2238
2017 Q4	$458K	Buy	9,405 +4,132	+78%	+$198K	﹤0.01%	1615
2017 Q3	$250K	Buy	5,273 +122	+2%	+$5.36K	﹤0.01%	1930
2017 Q2	$220K	Sell	5,151 -194	-4%	-$8.03K	﹤0.01%	1945
2017 Q1	$218K	Buy	5,345 +1,159	+28%	+$47.1K	﹤0.01%	1847
2016 Q4	$170K	Buy	4,186 +51	+1%	+$1.97K	﹤0.01%	1932
2016 Q3	$159K	Sell	4,135 -2,447	-37%	-$91.6K	﹤0.01%	1911
2016 Q2	$233K	Sell	6,582 -8,547	-56%	-$297K	﹤0.01%	1581
2016 Q1	$522K	Sell	15,129 -5,809	-28%	-$192K	0.01%	1026
2015 Q4	$789K	Buy	20,938 +3,579	+21%	+$138K	0.01%	799
2015 Q3	$647K	Buy	17,359 +3,296	+23%	+$134K	0.01%	844
2015 Q2	$582K	Buy	14,063 +5,957	+73%	+$246K	0.01%	977
2015 Q1	$338K	Buy	8,106 +1,006	+14%	+$39.9K	0.01%	1241
2014 Q4	$277K	Buy	7,100 +1	+0%	+$37	0.01%	1221
2014 Q3	$255K	Sell	7,099 -5,561	-44%	-$209K	0.01%	1094
2014 Q2	$496K	Sell	12,660 -84,087	-87%	-$3.11M	0.01%	785
2014 Q1	$3.8M	Buy	96,747 +37,458	+63%	+$1.48M	0.11%	144
2013 Q4	$2.35M	Buy	59,289 +37,917	+177%	+$1.44M	0.07%	222
2013 Q3	$789K	Buy	21,372 +18,762	+719%	+$665K	0.03%	494
2013 Q2	$85K	Buy	+2,610	New	+$83.2K	﹤0.01%	1395

Other funds holding DWAS

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

SFI

SPC Financial Inc Rockville, Maryland $1.28B AUM 12.6% 1-Year Est. Return

Strid Group Newtown Square, Pennsylvania $901M AUM 21.04% 1-Year Est. Return

IAA

Independent Advisor Alliance Charlotte, North Carolina $9.32B AUM 33.19% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

Ladenburg Thalmann Financial Services's DWAS Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services increased its Invesco Dorsey Wright SmallCap Momentum ETF (DWAS) stake by 2.3% in Q4 2019, buying an estimated $5.54K and bringing the position to 4,690 shares worth $267K. The position accounts for ﹤0.01% of the portfolio, ranked #2288.

Ladenburg Thalmann Financial Services first reported a position in DWAS in Q2 2013 and has held it in 27 quarters since. The position peaked at $3.8M in Q1 2014. 62 funds tracked by Wall St. Rank hold DWAS as of Q4 2019.

Ladenburg Thalmann Financial Services held 4,690 shares of Invesco Dorsey Wright SmallCap Momentum ETF worth $267K as of Q4 2019.
Ladenburg Thalmann Financial Services bought 105 Invesco Dorsey Wright SmallCap Momentum ETF shares in Q4 2019, an estimated $5.54K.
Invesco Dorsey Wright SmallCap Momentum ETF made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #2288 holding.
Ladenburg Thalmann Financial Services first reported a position in Invesco Dorsey Wright SmallCap Momentum ETF in Q2 2013 and has held it in 27 quarters since.
Ladenburg Thalmann Financial Services's Invesco Dorsey Wright SmallCap Momentum ETF position peaked at $3.8M in Q1 2014.
62 funds tracked by Wall St. Rank held Invesco Dorsey Wright SmallCap Momentum ETF as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.