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DMO

Western Asset Mortgage Opportunity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SWM
26
SeaCrest Wealth Management
New York
$249K +$18.5K +1,626 +8%
Cambridge Investment Research Advisors
27
Cambridge Investment Research Advisors
Iowa
$245K -$32.7K -2,875 -12%
RJFSA
28
Raymond James Financial Services Advisors
Florida
$207K +$29K +2,549 +17%
OC
29
Oppenheimer & Co
New York
$182K -$20.5K -1,800 -10%
ICMP
30
Integrated Capital Management (Pennsylvania)
Pennsylvania
$165K +$3.9K +343 +2%
SA
31
SFI Advisors
New Jersey
$157K
Ameriprise
32
Ameriprise
Minnesota
$148K
Northwestern Mutual Wealth Management
33
Northwestern Mutual Wealth Management
Wisconsin
$140K -$20.2K -1,775 -13%
Bank of America
34
Bank of America
North Carolina
$57.2K -$67.1K -5,901 -55%
Wells Fargo
35
Wells Fargo
California
$38.7K +$37.6K +3,302 +330,200%
AWM
36
Avior Wealth Management
Nebraska
$34.8K +$33.8K +2,974 New
GJWM
37
Gilliland Jeter Wealth Management
Arkansas
$18.7K +$18.2K +1,599 New
CPA
38
Clear Point Advisors
New York
$16.4K +$15.9K +1,400 New
SPIA
39
Steward Partners Investment Advisory
New York
$11.7K
CA
40
CoreCap Advisors
Michigan
$9.66K +$9.39K +825 New
PS
41
Principal Securities
Iowa
$9.07K
CFGS
42
Concourse Financial Group Securities
Alabama
$7.69K
Comerica Bank
43
Comerica Bank
Texas
$5.41K +$114 +10 +2%
POIA
44
Pin Oak Investment Advisors
Texas
$5K
Carson Wealth (CWM LLC)
45
Carson Wealth (CWM LLC)
Nebraska
$4K
FIA
46
FNY Investment Advisers
New York
$2K +$2.28K +200 New
Citigroup
47
Citigroup
New York
$47
CAPTRUST Financial Advisors
48
CAPTRUST Financial Advisors
North Carolina
-$269K -24,069 Closed
Susquehanna International Group
49
Susquehanna International Group
Pennsylvania
-$217K -19,458 Closed
Invesco
50
Invesco
Georgia
-$143K -12,788 Closed